RG
Robert Gilbert
SOFI WEALTH
Swedesboro, NJ
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CRD#: 5976891
RG
Robert GilbertSOFI WEALTH
Professional summary
Robert Gilbert, who also goes by Robert M Gilbert, is a registered financial advisor currently at SOFI WEALTH LLC located in Swedesboro, New Jersey and SOFI SECURITIES LLC located in San Francisco, California.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Robert has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 4 and Series 24 exams.
Aliases
Robert M Gilbert
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME OF OTHER BUSINESS: SoFi Securities LLC; INVESTMENT RELATED: Yes; ADDRESS: 2750 E Cottonwood Parkway, #300, Cottonwood Heights, Utah, 84121, USA; NATURE OF BUSINESS: Investing; POSITION: Trading Ops; START DATE: 03/2021; HOURS PER MONTH: 66; HOURS DURING SECURITIES TRADING HOURS: 35; DUTIES: Trading Operations. Trading, trade review, reconciliation, corporate actions. NAME OF OTHER BUSINESS: SoFi Wealth LLC; INVESTMENT RELATED: Yes; ADDRESS: 2750 E Cottonwood Parkway, Suite #300, Cottonwood Heights, Utah, 84121, USA; NATURE OF BUSINESS: Investing; POSITION: Trading Ops; START DATE: 03/2021; HOURS PER MONTH: 66; HOURS DURING SECURITIES TRADING HOURS: 35; DUTIES: Trading Operations. Trading Operations. Trading, trade review, reconciliation, corporate actions.
CRS (Client Relationship Summary) - RIA
Click below to view Robert Gilbert's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 30, 2021 - Present
SOFI WEALTH LLC
RIA
CRD#: 167958
Swedesboro, NJ
Current
April 2, 2021 - Present
SOFI SECURITIES LLC
Office #1: 234 1st Street, San Francisco, CA 94105BD
CRD#: 151717
SAN FRANCISCO, CA
Current
August 9, 2026 - Present
COMPOSER SECURITIES LLC
Office #1: 2750 East Cottonwood Parkway #300, Cottonwood Heights, UT 84121BD
CRD#: 325118
COTTONWOOD HEIGHTS, UT
Past
July 2, 2019 - March 29, 2021
COMMONWEALTH FINANCIAL NETWORK
RIA
CRD#: 8032
Greenville, DE
Past
July 2, 2019 - March 29, 2021
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
Greenville, DE
Past
August 21, 2017 - March 5, 2019
CAPITAL ONE ADVISORS, LLC
RIA
CRD#: 136865
Wilmington, DE
Past
January 25, 2017 - March 5, 2019
CAPITAL ONE INVESTING, LLC
BD
CRD#: 45744
WILMINGTON, DE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SOFI WEALTH LLC
SOFI ADVISORS LLC | SOFI WEALTH LLC
CRD#: 167958 / SEC#: 801-78185
RIA
Registered Investment Advisory firm - (6/14/2013 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/2/2021)
RR
Alaska(4/2/2021)
RR
Arizona(4/2/2021)
RR
Arkansas(4/2/2021)
RR
California(4/2/2021)
RR
Colorado(4/2/2021)
RR
Connecticut(4/2/2021)
RR
Delaware(4/2/2021)
RR
District of Columbia(4/2/2021)
RR
Florida(4/2/2021)
RR
Georgia(4/2/2021)
RR
Hawaii(4/2/2021)
RR
Idaho(4/2/2021)
RR
Illinois(4/2/2021)
RR
Indiana(4/2/2021)
RR
Iowa(4/2/2021)
RR
Kansas(4/2/2021)
RR
Kentucky(4/2/2021)
RR
Louisiana(4/2/2021)
RR
Maine(4/2/2021)
RR
Maryland(4/2/2021)
RR
Massachusetts(4/2/2021)
RR
Michigan(4/2/2021)
RR
Minnesota(4/2/2021)
RR
Mississippi(4/2/2021)
RR
Missouri(4/2/2021)
RR
Montana(4/2/2021)
RR
Nebraska(4/2/2021)
RR
Nevada(4/2/2021)
RR
New Hampshire(4/2/2021)
RR
New Jersey(4/2/2021)
IAR
New Jersey(4/13/2021)
RR
New Mexico(4/2/2021)
RR
New York(4/2/2021)
RR
North Carolina(4/2/2021)
RR
North Dakota(4/2/2021)
RR
Ohio(4/2/2021)
RR
Oklahoma(4/2/2021)
RR
Oregon(4/2/2021)
RR
Pennsylvania(4/2/2021)
RR
Puerto Rico(8/9/2026)
RR
Rhode Island(4/2/2021)
RR
South Carolina(4/2/2021)
RR
South Dakota(4/2/2021)
RR
Tennessee(4/2/2021)
RR
Texas(4/2/2021)
RR
Utah(4/2/2021)
RR
Vermont(4/2/2021)
RR
Virgin Islands(8/9/2026)
RR
Virginia(4/2/2021)
RR
Washington(4/2/2021)
RR
West Virginia(4/2/2021)
RR
Wisconsin(4/2/2021)
RR
Wyoming(4/2/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
FINRA
Current Firm
SW
SOFI WEALTH LLC
SOFI ADVISORS LLC | SOFI WEALTH LLC
CRD#: 167958 / SEC#: 801-78185
RIA
Registered Investment Advisory firm - (6/14/2013 Approved)Loading...
Contact information
Main Address
234 1st Street, San Francisco, CA 94105
Mailing Address
Phone number
(855) 525-7634
Established
Firm type
Fiscal year end
# of Employees
80
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 279,216 |
| AUM (Assets Under Management) | $ 1,475,104,376 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
