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AB

Agnieszka E. Bogaczyk

Some features on this profile are disabled
CRD#: 5976808
AB

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Agnieszka Ewa Bogaczyk, who also goes by Agnes Bogaczyk, Agnes Wieczorek, Agnieszka Ewa Wieczorek, was a registered financial professional .

Agnieszka is a previously registered financial professional and started their career in finance in 2012. Agnieszka had worked at 3 firms and has passed the SIE and Series 99 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Agnes Bogaczyk | Agnes Wieczorek | Agnieszka Ewa Wieczorek

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

November 9, 2015 - March 11, 2016

VIRTU AMERICAS LLC

BD
CRD#: 149823
CHICAGO, IL
Past

July 1, 2013 - September 11, 2014

VIRTU AMERICAS LLC

BD
CRD#: 149823
CHICAGO, IL
Past

September 28, 2012 - July 1, 2013

GETCO SECURITIES, LLC

BD
CRD#: 151233
CHICAGO, IL
Past

September 28, 2012 - February 18, 2014

GETCO EXECUTION SERVICES LLC

BD
CRD#: 145021
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 3/11/2016
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 99
Date: 9/27/2012
Operations Professional Examination

Current Firm

VA
VIRTU AMERICAS LLC
KCG AMERICAS LLC | VIRTU AMERICAS LLC | KNIGHT EXECUTION & CLEARING SERVICES LLC | KNIGHT CLEARING SERVICES LLC | KNIGHT CAPITAL AMERICAS LLC

CRD#: 149823 / SEC#: , 8-68193

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
PREMIUM
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Contact information

Main Address
1633 Broadway 41st Floor, New York, NY 10019
Mailing Address
1633 Broadway 41st Floor, New York, NY 10019
Phone number
(646) 682-6000
Established
Delaware since 02/06/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
VIRTU STRATEGIC HOLDINGS LLC.OWNER
CAVOLI, STEPHEN JOHNCEO4468202
MILLER, JUSTIN WADECHIEF COMPLIANCE OFFICER6418036
RUPPRECHT, NICHOLAS ANDREWPRINCIPAL OPERATIONS OFFICER5790389
SULLIVAN, JOHN GERALDFINOP4330347

Disclosures

Regulatory Event74
Civil Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

VIRTU AMERICAS LLC

CRD#: 149823

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