Philip M. Nybroten

VANTAGE FINANCIAL PARTNERS

Elm Grove, WI 53122

Some features on this profile are disabled

CRD#: 5976746

Professional summary

Philip Mark Nybroten, who also goes by Philip Mark Nybroten Mr., is a registered financial advisor currently at VANTAGE FINANCIAL PARTNERS, LLC located in Elm Grove, Wisconsin.

Philip is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Philip has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Philip Mark Nybroten Mr.

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

VF INSURANCE LLC; INVESTMENT RELATED, YES; 1712 DAKOTA AVE SOUTH, HURON SD, 57350; INSURANCE; INSURANCE AGENT; START DATE 11/2024; 5HRS/WEEK; INSURANCE SALES

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Philip Mark Nybroten's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 3, 2024 - Present

VANTAGE FINANCIAL PARTNERS, LLC

Office #1: 13230 Watertown Plank Road, Elm Grove, WI 53122

RIA

CRD#: 315828

Elm Grove, WI

Past

August 9, 2021 - July 6, 2022

THE LEADERS GROUP, INC.

CRD#: 37157

SUMMIT, NJ

Past

July 16, 2021 - July 1, 2024

TRANSCEND ADVISOR GROUP, LLC

RIA

CRD#: 311746

Milwaukee, WI

Past

March 15, 2016 - August 10, 2021

PRINCIPAL SECURITIES, INC.

RIA

CRD#: 1137

WAUWATOSA, WI

Past

March 15, 2016 - August 10, 2021

PRINCIPAL SECURITIES, INC.

CRD#: 1137

WAUWATOSA, WI

Past

April 30, 2012 - March 10, 2016

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

BROOKFIELD, WI

Past

April 30, 2012 - March 10, 2016

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

BROOKFIELD, WI

Past

November 28, 2011 - May 2, 2012

IPI WEALTH MANAGEMENT, INC.

RIA

CRD#: 111872

DECATUR, IL

Past

October 5, 2011 - May 2, 2012

INVESTMENT PLANNERS, INC.

CRD#: 18557

MENOMONEE FALLS, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VANTAGE FINANCIAL PARTNERS, LLC

VANIA ADVISORS, LLC | VANTAGE FINANCIAL PARTNERS, LLC

CRD#: 315828 / SEC#: 801-122083

RIA

Registered Investment Advisory firm - (8/13/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Wisconsin
(7/3/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/25/2011

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/4/2011

General Securities Representative Examination

Current Firm

VANTAGE FINANCIAL PARTNERS, LLC

VANIA ADVISORS, LLC | VANTAGE FINANCIAL PARTNERS, LLC

CRD#: 315828 / SEC#: 801-122083

RIA

Registered Investment Advisory firm - (8/13/2021 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

13230 Watertown Plank Road, Elm Grove, WI 53122

Mailing Address

13230 Watertown Plank Road, Elm Grove, WI 53122

Phone number

(262) 439-8587

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (20 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE FOR VANTAGE FINANCIAL PARTNERS, LLC (3/28/2025)

Regulatory assets under management

Total Number of Accounts	4,118
AUM (Assets Under Management)	$ 810,716,208

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Shelly Wohler

INDEPENDENT FINANCIAL PARTNERS

IAR

Brookfield, WI

Casey Berrall

BKM WEALTH MANAGEMENT

IAR

Brookfield, WI

Carson Biber

DRAKE & ASSOCIATES, LLC

IAR

WAUKESHA, WI

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Philip M. Nybroten

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Philip Mark Nybroten's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE LEADERS GROUP, INC.

TRANSCEND ADVISOR GROUP, LLC

PRINCIPAL SECURITIES, INC.

PRINCIPAL SECURITIES, INC.

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

IPI WEALTH MANAGEMENT, INC.

INVESTMENT PLANNERS, INC.

Primary Firm SEC Registration

VANTAGE FINANCIAL PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/25/2011

SIE

Date: 10/1/2018

Series 7

Date: 10/4/2011

Current Firm

VANTAGE FINANCIAL PARTNERS, LLC

Contact information

SEC notice filing (20 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VANTAGE FINANCIAL PARTNERS, LLC

TRUST BUT VERIFY

Similar Advisors