Philip M. Nybroten
Professional summary
Philip Mark Nybroten, who also goes by Philip Mark Nybroten Mr., is a registered financial advisor currently at VANTAGE FINANCIAL PARTNERS, LLC located in Elm Grove, Wisconsin and NORTHROCK PARTNERS, LLC located in Elm Grove, Wisconsin.
Philip is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Philip has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Philip Mark Nybroten's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 3, 2024 - Present
VANTAGE FINANCIAL PARTNERS, LLC
Office #1: 13230 Watertown Plank Road, Elm Grove, WI 53122April 1, 2026 - Present
NORTHROCK PARTNERS, LLC
Office #1: 13230 Watertown Plank Rd, Elm Grove, WI 53122August 9, 2021 - July 6, 2022
THE LEADERS GROUP, INC.
July 16, 2021 - July 1, 2024
TRANSCEND ADVISOR GROUP, LLC
March 15, 2016 - August 10, 2021
PRINCIPAL SECURITIES, INC.
March 15, 2016 - August 10, 2021
PRINCIPAL SECURITIES, INC.
April 30, 2012 - March 10, 2016
COMMONWEALTH FINANCIAL NETWORK
April 30, 2012 - March 10, 2016
COMMONWEALTH FINANCIAL NETWORK
November 28, 2011 - May 2, 2012
IPI WEALTH MANAGEMENT, INC.
October 5, 2011 - May 2, 2012
INVESTMENT PLANNERS, INC.
Primary Firm SEC Registration
NORTHROCK PARTNERS, LLC
CRD#: 167908 / SEC#: 801-78194
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/3/2024)
Exams
Current Firm
NORTHROCK PARTNERS, LLC
CRD#: 167908 / SEC#: 801-78194
Contact information
SEC notice filing (40 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,834 |
| AUM (Assets Under Management) | $ 6,596,242,797 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/26/2025 | ||
| 11/05/2024 | ||
| 01/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
NORTHROCK PARTNERS, LLC
CRD#: 167908Elm Grove, WI 53122TRUST BUT VERIFY
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