EP
Evan P. Pickering
NORTH CAPITAL PRIVATE SECURITIES
Salt Lake City, UT 84047
Some features on this profile are disabled
CRD#: 5976737
EP
Professional summary
Evan Phineas Pickering, who also goes by Evan P Pickering, is a registered financial professional currently at NORTH CAPITAL PRIVATE SECURITIES CORPORATION located in Salt Lake City, Utah.
Evan is registered as a RR (Registered Representative) and started their career in finance in 2011. Evan has worked at 3 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Evan P Pickering
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Evan Phineas Pickering's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 26, 2025 - Present
NORTH CAPITAL PRIVATE SECURITIES CORPORATION
Office #1: 623 E Ft Union Blvd Suite 101, Salt Lake City, UT 84047BD
CRD#: 154559
Salt Lake City, UT
Past
January 25, 2013 - April 6, 2017
BENEFIT FINANCIAL SERVICES GROUP
RIA
CRD#: 143617
IRVINE, CA
Past
September 30, 2011 - April 9, 2012
MERCER GLOBAL ADVISORS INC.
RIA
CRD#: 147363
SANTA BARBARA, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/28/2025)
RR
Alaska(10/28/2025)
RR
Arizona(10/28/2025)
RR
Arkansas(10/28/2025)
RR
California(10/24/2025)
RR
Colorado(10/28/2025)
RR
Connecticut(10/28/2025)
RR
Delaware(10/28/2025)
RR
District of Columbia(10/28/2025)
RR
Florida(10/28/2025)
RR
Georgia(10/28/2025)
RR
Hawaii(10/28/2025)
RR
Idaho(10/28/2025)
RR
Illinois(10/28/2025)
RR
Indiana(10/28/2025)
RR
Iowa(10/28/2025)
RR
Kansas(10/28/2025)
RR
Kentucky(10/28/2025)
RR
Louisiana(10/28/2025)
RR
Maine(10/28/2025)
RR
Maryland(10/28/2025)
RR
Massachusetts(10/28/2025)
RR
Michigan(10/28/2025)
RR
Minnesota(10/28/2025)
RR
Mississippi(10/28/2025)
RR
Missouri(10/28/2025)
RR
Montana(10/28/2025)
RR
Nebraska(10/28/2025)
RR
Nevada(10/28/2025)
RR
New Hampshire(10/28/2025)
RR
New Jersey(10/28/2025)
RR
New Mexico(10/28/2025)
RR
New York(10/28/2025)
RR
North Carolina(10/28/2025)
RR
North Dakota(10/28/2025)
RR
Ohio(10/28/2025)
RR
Oklahoma(10/28/2025)
RR
Oregon(10/28/2025)
RR
Pennsylvania(10/28/2025)
RR
Rhode Island(10/28/2025)
RR
South Carolina(10/28/2025)
RR
South Dakota(10/28/2025)
RR
Tennessee(10/28/2025)
RR
Texas(10/28/2025)
RR
Utah(10/24/2025)
RR
Vermont(10/28/2025)
RR
Virginia(10/28/2025)
RR
Washington(10/28/2025)
RR
West Virginia(10/28/2025)
RR
Wisconsin(10/28/2025)
RR
Wyoming(10/28/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/26/2025
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
NC
NORTH CAPITAL PRIVATE SECURITIES CORPORATION
NORTH CAPITAL PRIVATE SECURITIES CORPORATION
CRD#: 154559 / SEC#: , 8-68648
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information
Main Address
623 E Ft Union Blvd Suite 101, Salt Lake City, UT 84047
Mailing Address
623 E Ft Union Blvd Suite 101, Salt Lake City, UT 84047
Phone number
(415) 315-9916
Established
Delaware since 05/20/2010
Firm type
Corporation
Fiscal year end
March
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
