James D. Macris
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Dean Macris was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 2011. James had worked at 3 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 16, 2012 - November 5, 2012
RIDGEWAY CONGER ADVISORY SERVICES
May 4, 2012 - November 5, 2012
RIDGEWAY & CONGER, INC.
November 11, 2011 - May 3, 2012
OSAIC WEALTH, INC.
State Registrations and Notice Filings
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Exams
Current Firm
RIDGEWAY CONGER ADVISORY SERVICES
CRD#: 139372 / SEC#: 801-66272
Contact information
Documents
Red Flags
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