Kevin R. Hughes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Ray Hughes was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 2012. Kevin had worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 23, 2014 - December 20, 2016
USAA FINANCIAL PLANNING SERVICES
October 14, 2014 - December 20, 2016
USAA FINANCIAL ADVISORS, INC.
November 11, 2013 - August 4, 2014
SCOTTRADE, INC.
January 11, 2012 - October 10, 2013
USAA FINANCIAL ADVISORS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
USAA FINANCIAL PLANNING SERVICES
CRD#: 106352 / SEC#: 801-53347
Contact information
Red Flags
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