PC
Philip N. Carey
LION CAPITAL ADVISORS LLC
Miami, FL 33131
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CRD#: 5975633
PC
Professional summary
Philip Nordell Carey is a registered financial advisor currently at LION CAPITAL ADVISORS LLC located in Miami, Florida.
Philip is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Philip has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Managing Partner and CEO of Shaba LLC, a commodity trading company wholly owned by LionCap. Start Date: April 2024. Shaba does not provide trading advice or manage commodity futures accounts for Lion Capital Advisors clients. 2) Director of a Cayman Special Purpose Vehicle managed by Lion Capital Advisors. Start Date: April 2023. 3) Insurance licensed to sell life and health insurance and variable annuities. 4) Vice President and Trustee of the Board of the Sapelo Foundation, a private family foundation based in Savanah, Georgia, and member of the Investment Committee. Start date: 2012. 5) Member of the CGS Dean's Advisory Board at Boston University and the Master of Science in Sustainable Business Advisory Board at the University of Miami Business School. Approximately 20% of the time during trading hours is dedicated to these outside business activities.
CRS (Client Relationship Summary) - RIA
Click below to view Philip Nordell Carey's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 8, 2021 - Present
LION CAPITAL ADVISORS LLC
Office #1: 1450 Brickell Ave. Suite 1480, Miami, FL 33131RIA
CRD#: 305440
Miami, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LC
LION CAPITAL ADVISORS LLC
LION CAPITAL ADVISORS LLC
CRD#: 305440 / SEC#: 801-117427
RIA
Registered Investment Advisory firm - (10/18/2019 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(4/8/2021)
Current Firm
LC
LION CAPITAL ADVISORS LLC
LION CAPITAL ADVISORS LLC
CRD#: 305440 / SEC#: 801-117427
RIA
Registered Investment Advisory firm - (10/18/2019 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 Brickell Ave. Suite 1480, Miami, FL 33131
Mailing Address
Phone number
(305) 900-7338
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 36 |
| AUM (Assets Under Management) | $ 136,721,762 |
Red Flags
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Company Information
LION CAPITAL ADVISORS LLC
CRD#: 305440Miami, FL 33131TRUST BUT VERIFY
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