Peter B. Daenzer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Bernard Daenzer, who also goes by Peter B Daenzer, was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1969. Peter had worked at 16 firms and has passed the Series 63, Series 1, F04 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 1, 2005 - February 2, 2007
NOBLE CAPITAL MARKETS, INC.
October 31, 2002 - December 1, 2003
WESTMINSTER FINANCIAL SECURITIES, INC.
July 24, 1997 - July 25, 2002
SENTRA SECURITIES CORPORATION
December 2, 1994 - October 27, 1995
LAZAR FREDERICK & COMPANY
February 7, 1994 - February 8, 1994
AMERINATIONAL FINANCIAL SERVICES, INC.
January 25, 1994 - December 1, 1994
TITAN/VALUE EQUITIES GROUP, INC.
April 12, 1993 - September 23, 1993
WEALTH RESOURCE CAPITAL CORPORATION
November 2, 1992 - January 26, 1993
GLOBALINK SECURITIES, INC.
July 16, 1990 - December 31, 1990
LIGHTHOUSE SECURITIES, LTD.
January 11, 1989 - December 2, 1989
POLARIS FINANCIAL SERVICES, INC.
April 26, 1988 - November 12, 1988
GUARDIAN INTERNATIONAL SECURITIES CORP.
July 1, 1986 - August 11, 1987
V.V.I. SECURITIES CO.,INC.
September 6, 1972 - March 11, 1986
DHC SECURITIES, INC.
May 31, 1972 - August 22, 1975
BAYLIN ADVISORS, INC.
November 5, 1970 - May 31, 1972
INTERCAPITAL PLANNING CORP
July 2, 1969 - January 17, 1971
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 6/26/1969
Registered Representative ExaminationF04
Date: 9/18/1975
Financial Principal ExaminationSeries 40
Date: 9/18/1975
Registered Principal ExaminationCurrent Firm
NOBLE CAPITAL MARKETS, INC.
CRD#: 15768 / SEC#: , 8-32706
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 9 |
| Arbitration | 11 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
