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Peter Bernard Daenzer

CRD# 59755·Registered 1969 - 2007
Previously Registered: Being a previously registered professional could mean that Peter is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Peter Bernard Daenzer, who also goes by Peter B Daenzer, was a registered financial advisor. Peter was a previously registered financial professional and started their career in finance 1969 - 2007. Peter had worked at 16 firms and has passed the Series 63, Series 1, F04 and Series 40 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Peter B Daenzer

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

57 years in the financial services industry

Current & Past Employments

NOBLE CAPITAL MARKETS, INC.·CRD# 15768
BD
Boca Raton, FL
December 1, 2005 - February 2, 2007
WESTMINSTER FINANCIAL SECURITIES, INC.·CRD# 20677
BD
Beavercreek, OH
October 31, 2002 - December 1, 2003
SENTRA SECURITIES CORPORATION·CRD# 10249
BD
Phoenix, AZ
July 24, 1997 - July 25, 2002
LAZAR FREDERICK & COMPANY·CRD# 15615
BD
Beverly Hills, CA
December 2, 1994 - October 27, 1995
AMERINATIONAL FINANCIAL SERVICES, INC.·CRD# 27986
BD
February 7, 1994 - February 8, 1994
TITAN/VALUE EQUITIES GROUP, INC.·CRD# 6359
BD
Irvine, CA
January 25, 1994 - December 1, 1994
WEALTH RESOURCE CAPITAL CORPORATION·CRD# 10367
BD
Newport Beach, CA
April 12, 1993 - September 23, 1993
GLOBALINK SECURITIES, INC.·CRD# 29721
BD
Pasadena, CA
November 2, 1992 - January 26, 1993
LIGHTHOUSE SECURITIES, LTD.·CRD# 16241
BD
Hartford, CT
July 16, 1990 - December 31, 1990
POLARIS FINANCIAL SERVICES, INC.·CRD# 14521
BD
Concord, NH
January 11, 1989 - December 2, 1989
GUARDIAN INTERNATIONAL SECURITIES CORP.·CRD# 8454
BD
April 26, 1988 - November 12, 1988
V.V.I. SECURITIES CO.,INC.·CRD# 13861
BD
July 1, 1986 - August 11, 1987
DHC SECURITIES, INC.·CRD# 6295
BD
September 6, 1972 - March 11, 1986
BAYLIN ADVISORS, INC.·CRD# 2643
BD
May 31, 1972 - August 22, 1975
INTERCAPITAL PLANNING CORP·CRD# 1000002
BD
November 5, 1970 - May 31, 1972
SIGNATOR INVESTORS, INC.·CRD# 468
BD
July 2, 1969 - January 17, 1971

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Current Firm

NC
NOBLE CAPITAL MARKETS, INC.

NOBLE CAPITAL MANAGEMENT INC | NOBLE LIFE SCIENCE PARTNERS | NOBLE INTERNATIONAL INVESTMENTS, INC. | NOBLE FINANCIAL CAPITAL MARKETS | NOBLE CAPITAL MARKETS, INC.

CRD#: 15768 / SEC#: 8-32706
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

150 East Palmetto Park Road Suite 110, Boca Raton, FL 33432

Mailing Address

150 East Palmetto Park Road Suite 110, Boca Raton, FL 33432

Phone Number

(561) 994-1191

Established

Florida since 09/21/1984

Firm Type

Corporation

Fiscal Year End

September

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
NOBLE FINANCIAL GROUP, INC.SHAREHOLDER—
LEAN, DAVID JONATHANCCO3114377
PRONK, NICOLAAS PETRUSOWNER, CEO, CFO1726101

Disclosures

Regulatory Event

9

Arbitration

11

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1986About the Series 63 exam

Series 1 — Registered Representative Examination

Passed Jun 1969

F04 — Financial Principal Examination

Passed Sep 1975

Series 40 — Registered Principal Examination

Passed Sep 1975

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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