Allen M. White

EQUITY INVESTMENT CORP

Atlanta, GA 30309

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CRD#: 5975419

Professional summary

Allen Michael White, who also goes by Allen M White, is a registered financial advisor currently at EQUITY INVESTMENT CORP located in Atlanta, Georgia.

Allen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Allen has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Allen M White

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

GREAT LAKES ADVISORS LOCATED AT 231 S. LASALLE ST, CHICAGO, IL 60604. INVESMENT-RELATED BUSINESS WITH NETWORKING AGREEMENT TO PROVIDE INVESTMENT SERVICES THROUGH WINTRUST INVESTMENTS. POSITION IS A DIRECTOR ROLE WITH 200 HOURS PER MONTH, OF WHICH 130 HOURS ARE DURING SECURITIES-TRADING HOURS. DUTIES INCLUDE SALES, MARKETING AND CLIENT SERVICE. START DATE OF POSITION IS 6/30/2021. WTI COMPLIANCE HAS REVIEWED THE OUTSIDE EMPLOYMENT AND HAVE DETERMINED THAT ACTIVITY: 1.) DOES NOT INTERFERE WITH OR COMPROMISE EMPLOYEE'S RESPONSIBILITIES TO WTI, AND 2.) WILL NOT BE VIEWED BY THE PUBLIC AS PART OF WTI'S BUSINESS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Allen Michael White's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 3, 2023 - Present

EQUITY INVESTMENT CORP

Office #1: 1776 Peachtree Street Nw Suite 600s, Atlanta, GA 30309

RIA

CRD#: 283930

Atlanta, GA

Past

September 28, 2021 - December 12, 2022

WINTRUST INVESTMENTS LLC

RIA

CRD#: 875

Tampa, FL

Past

September 27, 2021 - December 12, 2022

WINTRUST INVESTMENTS LLC

CRD#: 875

Tampa, FL

Past

August 14, 2014 - July 29, 2021

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

ST. PETERSBURG, FL

Past

July 1, 2014 - July 29, 2021

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

ST. PETERSBURG, FL

Past

July 3, 2013 - June 30, 2014

CARILLON FUND DISTRIBUTORS, INC.

CRD#: 139749

ST. PETERSBURG, FL

Past

June 14, 2013 - July 3, 2013

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

ST. PETERSBURG, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EQUITY INVESTMENT CORP

BZI PARTNERS, LLC | FIVE FALLS CAPITAL PARTNERS, LLC | EQUITY INVESTMENT CORPORATION ACQUISITION, INC. | EQUITY INVESTMENT CORPORATION | EQUITY INVESTMENT CORP

CRD#: 283930 / SEC#: 801-107945

RIA

Registered Investment Advisory firm - (6/15/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(3/30/2023)

IAR

Texas
(1/3/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/12/2014

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/13/2013

General Securities Representative Examination

Current Firm

EQUITY INVESTMENT CORP

BZI PARTNERS, LLC | FIVE FALLS CAPITAL PARTNERS, LLC | EQUITY INVESTMENT CORPORATION ACQUISITION, INC. | EQUITY INVESTMENT CORPORATION | EQUITY INVESTMENT CORP

CRD#: 283930 / SEC#: 801-107945

RIA

Registered Investment Advisory firm - (6/15/2016 Approved)

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Contact information

Main Address

1776 Peachtree Street Nw Suite 600s, Atlanta, GA 30309

Mailing Address

Phone number

(404) 239-0111

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

EQUITY INVESTMENT CORPORATION ADV 2A & 2B DATED MARCH 27, 2025 (3/27/2025)

Regulatory assets under management

Total Number of Accounts	6,039
AUM (Assets Under Management)	$ 3,051,151,512

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Allen M. White

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Allen Michael White's CRS (Customer Relationship Summary).

Certified licenses

Experience

WINTRUST INVESTMENTS LLC

WINTRUST INVESTMENTS LLC

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

CARILLON FUND DISTRIBUTORS, INC.

RAYMOND JAMES & ASSOCIATES, INC.

Primary Firm SEC Registration

EQUITY INVESTMENT CORP

State Registrations and Notice Filings

Exams

Series 66

Date: 8/12/2014

SIE

Date: 10/1/2018

Series 7

Date: 6/13/2013

Current Firm

EQUITY INVESTMENT CORP

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

EQUITY INVESTMENT CORP

TRUST BUT VERIFY

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