AH
Aaron L. Harrison
VERTIS WEALTH
CHICAGO, IL 60611
Some features on this profile are disabled
CRD#: 5975328
AH
Professional summary
Aaron Lee Harrison, who also goes by Aaron Harrison, is a registered financial advisor currently at VERTIS WEALTH, LLC located in Chicago, Illinois.
Aaron is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Aaron has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Aaron Harrison
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Aaron Lee Harrison's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 12, 2024 - Present
VERTIS WEALTH, LLC
Office #1: 875 North Michigan Ave. Unit 3940, Chicago, IL 60611RIA
CRD#: 307270
CHICAGO, IL
Past
April 26, 2023 - August 10, 2023
CITIZENS SECURITIES, INC.
RIA
CRD#: 39550
TAYLOR, MI
Past
March 17, 2023 - August 10, 2023
CITIZENS SECURITIES, INC.
BD
CRD#: 39550
TAYLOR, MI
Past
March 15, 2023 - March 24, 2023
CITIZENS SECURITIES, INC.
RIA
CRD#: 39550
TAYLOR, MI
Past
March 21, 2012 - March 8, 2023
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
SOUTHGATE, MI
Past
February 13, 2012 - March 8, 2023
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
SOUTHGATE, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VW
VERTIS WEALTH, LLC
TRIFOUND ADVISORY LLC | VERTIS WEALTH, LLC | TRIFOUND ADVISORY, LLC
CRD#: 307270 / SEC#: 801-132579
RIA
Registered Investment Advisory firm - (4/28/2025 Approved)Alabama
Registered Investment Advisory firm - (5/27/2025 Terminated)Arkansas
Registered Investment Advisory firm - (5/29/2025 Terminated)Florida
Registered Investment Advisory firm - (5/27/2025 Terminated)Georgia
Registered Investment Advisory firm - (5/28/2025 Terminated)Illinois
Registered Investment Advisory firm - (5/27/2025 Terminated)Indiana
Registered Investment Advisory firm - (5/28/2025 Terminated)Michigan
Registered Investment Advisory firm - (6/5/2025 Terminated)New Jersey
Registered Investment Advisory firm - (5/2/2025 Terminated)Pennsylvania
Registered Investment Advisory firm - (5/28/2025 Terminated)Tennessee
Registered Investment Advisory firm - (5/27/2025 Terminated)Texas
Registered Investment Advisory firm - (5/27/2025 Terminated)Washington
Registered Investment Advisory firm - (6/27/2025 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Alabama(10/7/2024)
IAR
Florida(7/1/2025)
IAR
Illinois(12/9/2024)
IAR
Michigan(8/12/2024)
IAR
New Jersey(11/13/2024)
IAR
Tennessee(10/18/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
VW
VERTIS WEALTH, LLC
TRIFOUND ADVISORY LLC | VERTIS WEALTH, LLC | TRIFOUND ADVISORY, LLC
CRD#: 307270 / SEC#: 801-132579
RIA
Registered Investment Advisory firm - (4/28/2025 Approved)Alabama
Registered Investment Advisory firm - (5/27/2025 Terminated)Arkansas
Registered Investment Advisory firm - (5/29/2025 Terminated)Florida
Registered Investment Advisory firm - (5/27/2025 Terminated)Georgia
Registered Investment Advisory firm - (5/28/2025 Terminated)Illinois
Registered Investment Advisory firm - (5/27/2025 Terminated)Indiana
Registered Investment Advisory firm - (5/28/2025 Terminated)Michigan
Registered Investment Advisory firm - (6/5/2025 Terminated)New Jersey
Registered Investment Advisory firm - (5/2/2025 Terminated)Pennsylvania
Registered Investment Advisory firm - (5/28/2025 Terminated)Tennessee
Registered Investment Advisory firm - (5/27/2025 Terminated)Texas
Registered Investment Advisory firm - (5/27/2025 Terminated)Washington
Registered Investment Advisory firm - (6/27/2025 Terminated)PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
107 W. Michigan Ave. Unit 3, Kalamazoo, MI 49007
Mailing Address
Phone number
(774) 874-3686
Established
Firm type
Fiscal year end
# of Employees
18
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,850 |
| AUM (Assets Under Management) | $ 115,077,651 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
