Keyan F. Bagheri
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Keyan Ferdos Bagheri, who also goes by Eyan Bagheri, Keith Bagheri, Ken Bagheri, Key Bagheri, Keyan Bagheri, Keyfer Bagheri, was a registered financial professional .
Keyan is a previously registered financial professional and started their career in finance in 2011. Keyan had worked at 3 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 13, 2013 - March 24, 2014
LEGEND SECURITIES, INC.
April 30, 2012 - March 4, 2013
AEGIS CAPITAL CORP.
September 13, 2011 - May 3, 2012
JOHN THOMAS FINANCIAL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LEGEND SECURITIES, INC.
CRD#: 44952 / SEC#: , 8-50886
Contact information
Documents
Disclosures
| Regulatory Event | 22 |
| Arbitration | 14 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
