MR
Michael W. Roper
VALLEY NATIONAL ADVISERS
JOHNSTOWN, PA 15905
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CRD#: 5974739
MR
Professional summary
Michael William Roper is a registered financial advisor currently at VALLEY NATIONAL ADVISERS INC located in Johnstown, Pennsylvania.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Michael has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Lee Initiatives/Walnut Management, 132 Walnut St #3, Johnstown, PA 15901, Not Investment related, Lee Initiatives (a non-profit) manages an endowment to improve the health and well being of area residents. It is also the parent of Walnut Management Corp (for profit), which includes a home health and medical company, Board of Directors member, 11/30/2021, attends bi-monthly meetings, 1-5 hours/month during non-business hours, 1-5 hours/month during business hours.
CRS (Client Relationship Summary) - RIA
Click below to view Michael William Roper's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 13, 2011 - Present
VALLEY NATIONAL ADVISERS INC
Office #1: 1837 Goucher Street Suite 2, Johnstown, PA 15905RIA
CRD#: 110788
JOHNSTOWN, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VN
VALLEY NATIONAL ADVISERS INC
VALLEY NATIONAL ADVISERS INC | VALLEY NATIONAL FINANCIAL ADVISORS
CRD#: 110788 / SEC#: 801-25126
RIA
Registered Investment Advisory firm - (8/30/1985 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Pennsylvania(9/13/2011)
Exams
Current Firm
VN
VALLEY NATIONAL ADVISERS INC
VALLEY NATIONAL ADVISERS INC | VALLEY NATIONAL FINANCIAL ADVISORS
CRD#: 110788 / SEC#: 801-25126
RIA
Registered Investment Advisory firm - (8/30/1985 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1655 Valley Center Parkway Suite 100, Bethlehem, PA 18017
Mailing Address
Phone number
(610) 868-9000
Established
Firm type
Fiscal year end
# of Employees
12
SEC notice filing (19 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,984 |
| AUM (Assets Under Management) | $ 1,131,857,422 |
Red Flags
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Company Information
VALLEY NATIONAL ADVISERS INC
CRD#: 110788Johnstown, PA 15905TRUST BUT VERIFY
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