DG
Dwain M. Gullion
BLUEPRINT FINANCIAL ADVISORS
Greensboro, NC 27408
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CRD#: 5974473
DG
Professional summary
Dwain Michael Gullion is a registered financial advisor currently at BLUEPRINT FINANCIAL ADVISORS located in Greensboro, North Carolina.
Dwain is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Dwain has worked at 6 firms and has passed the Series 65 and Series 3 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
SAA
Position: Investment advisor Nature: Advisory Investment Related: Yes Hours: 160 Securities Trading Hours: 160 Start Date: 12/16/2019
Address: 1201 Battleground Ave, Greensboro NC 27408, United States
Bethesda Family Ministries
Position: board member Nature: Board Member Investment Related: No Hours: 10 Securities Trading Hours: 0 Start Date: 09/01/2009
Address: 230 Liberty Rd E, Bennett NC 27208, United States
Pilgrim Properties, LLC
Position: board member Nature: Board member Investment Related: No Hours: 0 Securities Trading Hours: 0 Start Date: 06/01/2005
Address: 607 S Main St, King NC 27021, United States
Gullion's CSC, Inc.
Position: shareholder Nature: Shareholder Investment Related: No Hours: 10 Securities Trading Hours: 5 Start Date: 05/01/1992
Address: 607 S Main St, King NC 27021, United States
Rental Property
Position: owner Nature: Rental property Investment Related: No Hours: 0 Securities Trading Hours: 0 Start Date: 06/01/2010
Address: 230 Liberty Rd E, Bennett NC 27208, United States
ABBA Fund
Position: board member president Nature: Board member Investment Related: No Hours: 40 Securities Trading Hours: 15 Start Date: 08/01/2005
Address: PO Box 868049, Plano TX 75086-8049, United States
MIDTOWN FINANCIAL ADVISORS - DBA
CRS (Client Relationship Summary) - RIA
Click below to view Dwain Michael Gullion's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 4, 2025 - Present
BLUEPRINT FINANCIAL ADVISORS
Office #1: 1301 W Wendover #c, Greensboro, NC 27408RIA
CRD#: 315570
Greensboro, NC
Past
June 14, 2024 - August 6, 2025
OSAIC WEALTH, INC.
RIA
CRD#: 23131
GREENSBORO, NC
Past
December 13, 2019 - June 14, 2024
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
GREENSBORO, NC
Past
May 10, 2016 - December 17, 2019
DEEP RIVER CAPITAL ADVISORS, LLC
RIA
CRD#: 283441
BENNETT, NC
Past
February 24, 2015 - May 4, 2016
DIXON AND COMPANY WEALTH MANAGEMENT, LLC
RIA
CRD#: 169862
WINSTON-SALEM, NC
Past
October 21, 2011 - March 10, 2015
BLUEGRASS CAPITAL ADVISORS, LLC
RIA
CRD#: 147805
LOUISVILLE, KY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BF
BLUEPRINT FINANCIAL ADVISORS
ACE WEALTH MANAGEMENT PARTNERS | WARREN WEALTH MANAGEMENT | RIBBON FALLS WEALTH MANAGEMENT | REFINED RETIREMENT | NAVIGEN WEALTH MANAGEMENT | MILLER WEALTH PARTNERS | MIDTOWN FINANCIAL ADVISORS | KOMARA CAPITAL PARTNERS | HEMLOCK CREEK WEALTH MANAGEMENT | GREENBEAT FINANCIAL, LLC | GREENBEAT FINANCIAL | FULCRUM WEALTH ADVISORS | BLUEPRINT FINANCIAL ADVISORS LLC | BLUEPRINT FINANCIAL ADVISORS | BLUEGRASS INVESTMENT COMPANY | BLUEGRASS CAPITAL ADVISORS
CRD#: 315570 / SEC#: 801-121848
RIA
Registered Investment Advisory firm - (7/23/2021 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
North Carolina(8/4/2025)
IAR
Texas(8/4/2025)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
BF
BLUEPRINT FINANCIAL ADVISORS
ACE WEALTH MANAGEMENT PARTNERS | WARREN WEALTH MANAGEMENT | RIBBON FALLS WEALTH MANAGEMENT | REFINED RETIREMENT | NAVIGEN WEALTH MANAGEMENT | MILLER WEALTH PARTNERS | MIDTOWN FINANCIAL ADVISORS | KOMARA CAPITAL PARTNERS | HEMLOCK CREEK WEALTH MANAGEMENT | GREENBEAT FINANCIAL, LLC | GREENBEAT FINANCIAL | FULCRUM WEALTH ADVISORS | BLUEPRINT FINANCIAL ADVISORS LLC | BLUEPRINT FINANCIAL ADVISORS | BLUEGRASS INVESTMENT COMPANY | BLUEGRASS CAPITAL ADVISORS
CRD#: 315570 / SEC#: 801-121848
RIA
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Contact information
Main Address
1100 Kenilworth Ave Suite 210, Charlotte, NC 28204
Mailing Address
Phone number
(844) 200-2568
Established
Firm type
Fiscal year end
# of Employees
24
SEC notice filing (16 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,298 |
| AUM (Assets Under Management) | $ 201,503,941 |
Red Flags
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Company Information
BLUEPRINT FINANCIAL ADVISORS
CRD#: 315570Greensboro, NC 27408TRUST BUT VERIFY
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