DS
Douglas M. Stokes
STOKES FAMILY OFFICE LLC
New Orleans, LA 70163
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CRD#: 5974369
DS
Professional summary
Douglas Matthew Stokes, who also goes by Doug Stokes, Douglas M Stokes, is a registered financial advisor currently at STOKES FAMILY OFFICE LLC located in New Orleans, Louisiana.
Douglas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Douglas has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Doug Stokes | Douglas M Stokes
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
STOKES ASSET MANAGEMENT, LLC; INVESTMENT-RELATED; 1100 POYDRAS ST, SUITE 2775, NEW ORLEANS, LA 70163; REGISTERED INVESTMENT ADVISER; PRINCIPAL; MAY 25, 2022; 0-5 HOURS PER MONTH; 0-5 HOURS DURING TRADING HOURS; MANAGEMENT OF THE BUSINESS. DAVE GREG DOUG, L.L.C.; INVESTMENT-RELATED; 1100 POYDRAS ST., SUITE 2775, NEW ORLEANS, LA 70163; L.L.C. FORMED FOR PRIVATE INVESTMENT HOLDINGS; OWNER; 02/18/2021; 0-1 HOURS PER MONTH; 0-1 HOURS DURING TRADING HOURS; MAKE PRIVATE INVESTMENTS. DOUGLAS M. STOKES, L.L.C.; NOT INVESTMENT-RELATED; 1100 POYDRAS ST., SUITE 2775, NEW ORLEANS, LA 70163; PASSTHROUGH SET UP FOR TAX PURPOSES; OWNER; 03/03/2020; 0 HOURS PER MONTH; 0 HOURS DURING TRADING HOURS; NO DUTIES. 1600 MAGOZ FUND LLC; INVESTMENT-RELATED; 1100 POYDRAS ST., SUITE 2775, NEW ORLEANS, LA 70163; REAL ESTATE; MANAGER; 04/01/2025; 2 HRS/MONTH; 0 HRS/MONTH DURING SECURITIES TRADING HOURS; MANAGE OFFICE BUILDING.
CRS (Client Relationship Summary) - RIA
Click below to view Douglas Matthew Stokes's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 30, 2019 - Present
STOKES FAMILY OFFICE LLC
Office #1: 1100 Poydras St Ste. 2775, New Orleans, LA 70163RIA
CRD#: 300899
New Orleans, LA
Past
November 18, 2014 - July 16, 2019
STOKES & HUBBELL CAPITAL MANAGEMENT, LLC
RIA
CRD#: 172937
NEW ORLEANS, LA
Past
October 10, 2014 - April 4, 2018
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
New Orleans, LA
Past
January 6, 2012 - October 13, 2014
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
NEW ORLEANS, LA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SF
STOKES FAMILY OFFICE LLC
STOKES FAMILY OFFICE LLC | STOKES INVESTMENT PARTNERS, LLC | STOKES INSTITUTIONAL
CRD#: 300899 / SEC#: 801-115261
RIA
Registered Investment Advisory firm - (5/13/2019 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Louisiana(5/30/2019)
IAR
Texas(5/31/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
SF
STOKES FAMILY OFFICE LLC
STOKES FAMILY OFFICE LLC | STOKES INVESTMENT PARTNERS, LLC | STOKES INSTITUTIONAL
CRD#: 300899 / SEC#: 801-115261
RIA
Registered Investment Advisory firm - (5/13/2019 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1100 Poydras St Ste. 2775, New Orleans, LA 70163
Mailing Address
Phone number
(504) 399-4100
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,052 |
| AUM (Assets Under Management) | $ 2,475,148,256 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STOKES FAMILY OFFICE LLC
CRD#: 300899New Orleans, LA 70163TRUST BUT VERIFY
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