CR
Chad P. Rice
ADVANCED CAPITAL GROUP
Minneapolis, MN 55402
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CRD#: 5974366
CR
Professional summary
Chad Patrick Rice is a registered financial advisor currently at ADVANCED CAPITAL GROUP located in Minneapolis, Minnesota.
Chad is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Chad has worked at 2 firms .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Ledgerwerks, LLC - Non Investment Related - Software development consulting and book keeping - 0 hours per month
CRS (Client Relationship Summary) - RIA
Click below to view Chad Patrick Rice's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 11, 2024 - Present
ADVANCED CAPITAL GROUP
Office #1: 50 South Sixth Street Suite 975, Minneapolis, MN 55402RIA
CRD#: 109673
Minneapolis, MN
Past
May 8, 2017 - July 2, 2018
JOURNEY CAPITAL ADVISERS, LLC
RIA
CRD#: 284660
PLANO, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AC
ADVANCED CAPITAL GROUP
ADVANCED CAPITAL GROUP | ALERA GROUP, INC. | ADVANCED CAPITAL GROUP, INC.
CRD#: 109673 / SEC#: 801-65944
RIA
Registered Investment Advisory firm - (1/31/2006 Approved)Illinois
Registered Investment Advisory firm - (1/10/2018 Terminated)Michigan
Registered Investment Advisory firm - (2/7/2018 Terminated)Wisconsin
Registered Investment Advisory firm - (2/1/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Minnesota(6/11/2024)
Exams
Current Firm
AC
ADVANCED CAPITAL GROUP
ADVANCED CAPITAL GROUP | ALERA GROUP, INC. | ADVANCED CAPITAL GROUP, INC.
CRD#: 109673 / SEC#: 801-65944
RIA
Registered Investment Advisory firm - (1/31/2006 Approved)Illinois
Registered Investment Advisory firm - (1/10/2018 Terminated)Michigan
Registered Investment Advisory firm - (2/7/2018 Terminated)Wisconsin
Registered Investment Advisory firm - (2/1/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
50 South Sixth Street Suite 975, Minneapolis, MN 55402
Mailing Address
Phone number
(612) 230-3000
Established
Firm type
Fiscal year end
# of Employees
22
SEC notice filing (19 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 363 |
| AUM (Assets Under Management) | $ 27,844,415,264 |
Red Flags
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