Kyle Hardin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kyle Hardin, CIMA®, who also goes by Kyle E Hardin, Kyle Eric Hardin, was a registered financial professional .
Kyle is a previously registered financial professional and started their career in finance in 2014. Kyle had worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 17, 2023 - December 4, 2023
FIDELITY PERSONAL AND WORKPLACE ADVISORS
April 5, 2023 - December 1, 2023
FIDELITY BROKERAGE SERVICES LLC
March 2, 2022 - December 20, 2022
FRANKLIN DISTRIBUTORS, LLC
August 31, 2021 - January 3, 2022
ROCKEFELLER FINANCIAL LLC
August 30, 2021 - January 3, 2022
ROCKEFELLER FINANCIAL LLC
March 18, 2019 - July 22, 2020
EDWARD JONES
March 11, 2019 - July 22, 2020
EDWARD JONES
December 10, 2014 - March 8, 2019
INVESCO ADVISERS, INC.
November 25, 2014 - March 8, 2019
INVESCO DISTRIBUTORS, INC.
May 7, 2014 - November 7, 2014
PERFORMANCE TRUST CAPITAL PARTNERS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIDELITY PERSONAL AND WORKPLACE ADVISORS
CRD#: 288590 / SEC#: 801-112027
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 1,991,043 |
| AUM (Assets Under Management) | $ 818,776,100,963 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/22/2024 | ||
| 10/23/2023 | ||
| 01/06/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
