Timothy J. Davis

KLEINFELDER CAPITAL

Cincinnati, OH 45236

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CRD#: 5974178

Professional summary

Timothy J Davis, who also goes by Timothy John Davis, is a registered financial advisor currently at KLEINFELDER CAPITAL, INC. located in Cincinnati, Ohio.

Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Timothy has worked at 6 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Timothy John Davis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy J Davis's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 3, 2025 - Present

KLEINFELDER CAPITAL, INC.

Office #1: 8050 Hosbrook Road Suite 200, Cincinnati, OH 45236

RIA

CRD#: 289345

Cincinnati, OH

Past

January 7, 2020 - December 1, 2025

LATITUDE ADVISORS, LLC

RIA

CRD#: 151001

Hebron, KY

Past

August 22, 2019 - December 1, 2025

GWN SECURITIES INC.

CRD#: 128929

PALM BEACH GARDENS, FL

Past

August 20, 2015 - January 3, 2018

MML INVESTORS SERVICES, LLC

CRD#: 10409

CINCINNATI, OH

Past

December 3, 2013 - August 12, 2015

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

BELLEVUE, KY

Past

December 3, 2013 - August 12, 2015

J.P. MORGAN SECURITIES LLC

CRD#: 79

BELLEVUE, KY

Past

November 23, 2011 - December 3, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

FORT MITCHELL, KY

Past

October 24, 2011 - December 3, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

FORT MITCHELL, KY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KLEINFELDER CAPITAL, INC.

CHARLESTON CAPITAL, INC. | KLEINFELDER CAPITAL, INC.

CRD#: 289345 / SEC#: 801-111047

RIA

Registered Investment Advisory firm - (8/24/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(12/3/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/7/2020

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 11/21/2011

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 1/3/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/21/2011

General Securities Representative Examination

Current Firm

KLEINFELDER CAPITAL, INC.

CHARLESTON CAPITAL, INC. | KLEINFELDER CAPITAL, INC.

CRD#: 289345 / SEC#: 801-111047

RIA

Registered Investment Advisory firm - (8/24/2017 Approved)

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Contact information

Main Address

8050 Hosbrook Road Suite 200, Cincinnati, OH 45236

Mailing Address

Phone number

(513) 808-9700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KLEINFELDER DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENT (2/5/2026)

Regulatory assets under management

Total Number of Accounts	1,076
AUM (Assets Under Management)	$ 376,572,585

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Timothy J. Davis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy J Davis's CRS (Customer Relationship Summary).

Certified licenses

Experience

LATITUDE ADVISORS, LLC

GWN SECURITIES INC.

MML INVESTORS SERVICES, LLC

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

KLEINFELDER CAPITAL, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/7/2020

Series 66

Date: 11/21/2011

SIE

Date: 1/3/2018

Series 7

Date: 10/21/2011

Current Firm

KLEINFELDER CAPITAL, INC.

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KLEINFELDER CAPITAL, INC.

TRUST BUT VERIFY

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