Scott P. Kees
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott P Kees, who also goes by Scott Patrick Kees, Scott Kees, Skot Kees, Skot Kees, was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 2011. Scott had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 26, 2017 - August 14, 2018
PNC MANAGED ACCOUNT SOLUTIONS, INC.
September 8, 2017 - August 14, 2018
BBVA SECURITIES INC.
March 25, 2017 - August 30, 2017
MML INVESTORS SERVICES, LLC
March 25, 2017 - August 30, 2017
MML INVESTORS SERVICES, LLC
May 1, 2012 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
September 22, 2011 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PNC MANAGED ACCOUNT SOLUTIONS, INC.
CRD#: 110476 / SEC#: 801-56131
Contact information
Regulatory assets under management
| Total Number of Accounts | 768 |
| AUM (Assets Under Management) | $ 588,442,024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
