Dillon P. Ferguson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dillon Pryor Ferguson was a registered financial professional .
Dillon is a previously registered financial professional and started their career in finance in 2013. Dillon had worked at 2 firms and has passed the Series 65, Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 21, 2015 - February 22, 2018
LEARNVEST PLANNING SERVICES, LLC
January 17, 2014 - May 1, 2014
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
December 16, 2013 - May 1, 2014
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
State Registrations and Notice Filings
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Exams
Current Firm
LEARNVEST PLANNING SERVICES, LLC
CRD#: 162453 / SEC#: 801-76617
Contact information
Red Flags
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