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DF

Dillon P. Ferguson

FORWARD WEALTH
BROOKLYN, NY
Some features on this profile are disabled
CRD#: 5974035
DF

Professional summary

Dillon Pryor Ferguson is a registered financial advisor currently at FORWARD WEALTH located in Brooklyn, New York.

Dillon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Dillon has worked at 3 firms and has passed the Series 65, Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dillon Pryor Ferguson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 8, 2026 - Present

FORWARD WEALTH

RIA
CRD#: 341883
BROOKLYN, NY
Past

January 21, 2015 - February 22, 2018

LEARNVEST PLANNING SERVICES, LLC

RIA
CRD#: 162453
SCOTTSDALE, AZ
Past

January 17, 2014 - May 1, 2014

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA
CRD#: 11025
SCOTTSDALE, AZ
Past

December 16, 2013 - May 1, 2014

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

BD
CRD#: 11025
SCOTTSDALE, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New York
(5/8/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 7/22/2014
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 1/4/2014
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 12/16/2013
General Securities Representative Examination

Current Firm

FW
FORWARD WEALTH
FORWARD WEALTH | FORWARD WEALTH LLC

CRD#: 341883 / SEC#:

New York
Registered Investment Advisory firm - (5/8/2026 Approved)
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Contact information

Main Address
Brooklyn, NY
Mailing Address
Phone number
(646) 405-7803
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FORWARD WEALTH

CRD#: 341883Brooklyn, NY

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