Rahul Verma

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CRD#: 5973864

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Rahul Verma was a registered financial professional .

Rahul is a previously registered financial professional and started their career in finance in 2011. Rahul had worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

BANES CAPITAL GROUP, LLC, MEMPHIS, TENNESSEE AS SALES REPRESENTATIVE, PART TIME.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 8, 2012 - October 10, 2025

MEMPHIS CAPITAL MANAGEMENT, LLC

RIA

CRD#: 134522

MEMPHIS, TN

Past

April 19, 2012 - March 3, 2014

AUSTIN ATLANTIC CAPITAL INC.

CRD#: 43981

CORAL GABLES, FL

Past

September 28, 2011 - April 12, 2012

MUFG SECURITIES AMERICAS INC.

CRD#: 19685

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MEMPHIS CAPITAL MANAGEMENT, LLC

BANES CAPITAL MANAGEMENT, LLC | MEMPHIS CAPITAL MANAGEMENT, LLC

CRD#: 134522 / SEC#: 801-67102

RIA

Registered Investment Advisory firm - (8/25/2006 Approved)

Tennessee

Registered Investment Advisory firm - (5/31/2007 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/7/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/7/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/27/2011

General Securities Representative Examination

Current Firm

MEMPHIS CAPITAL MANAGEMENT, LLC

BANES CAPITAL MANAGEMENT, LLC | MEMPHIS CAPITAL MANAGEMENT, LLC

CRD#: 134522 / SEC#: 801-67102

RIA

Registered Investment Advisory firm - (8/25/2006 Approved)

Tennessee

Registered Investment Advisory firm - (5/31/2007 Terminated)

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Contact information

Main Address

6410 Poplar Avenue Suite 500, Memphis, TN 38119-4836

Mailing Address

Phone number

(901) 261-5900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

MCM LLC PART 2A FORM ADV 12/31/2024 (3/21/2025)

Regulatory assets under management

Total Number of Accounts	3
AUM (Assets Under Management)	$ 289,613,350

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Rahul Verma

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MEMPHIS CAPITAL MANAGEMENT, LLC

AUSTIN ATLANTIC CAPITAL INC.

MUFG SECURITIES AMERICAS INC.

Primary Firm SEC Registration

MEMPHIS CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/7/2012

Series 63

Date: 10/7/2011

Series 7

Date: 9/27/2011

Current Firm

MEMPHIS CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MEMPHIS CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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