Jessica E. Khasin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jessica Erin Khasin, who also goes by Jessica Kelsey, Jessica Khasin, Jessica Kelsey, Jess E Khasin, was a registered financial professional .
Jessica is a previously registered financial professional and started their career in finance in 2011. Jessica had worked at 5 firms and has passed the Series 66, Series 63, Series 57TO, SIE, Series 55, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 1, 2021 - July 26, 2022
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC
May 24, 2021 - July 26, 2022
FIRST REPUBLIC SECURITIES COMPANY, LLC
September 6, 2016 - January 9, 2020
RAYMOND JAMES & ASSOCIATES, INC.
June 21, 2013 - September 6, 2016
DEUTSCHE BANK SECURITIES INC.
October 7, 2011 - May 21, 2013
NEWEDGE USA, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 7/29/2013
Limited Representative-Equity Trader ExamCurrent Firm
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC
CRD#: 108559 / SEC#: 801-56293
Contact information
Regulatory assets under management
| Total Number of Accounts | 56,585 |
| AUM (Assets Under Management) | $ 86,270,585,130 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/25/2024 | ||
| 02/28/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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