John A Smit
Professional Summary
John A Smit, who also goes by Smit A John A, is a registered financial advisor currently at JEFFERIES INVESTMENT ADVISERS LLC located in Miami, Florida and JEFFERIES LLC located in Miami, Florida. John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. John has worked at 4 firms and has passed the Series 66, SIE, Series 3 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Smit A John A
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SUMMIT FINANCIAL, LLC
Videos & Posts
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SUMMIT FINANCIAL, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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SUMMIT FINANCIAL, LLC
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Disclosures on record.
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SUMMIT FINANCIAL, LLC
Years of Experience
15 years registered in the securities industry
Current & Past Employments
Current
Past
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SUMMIT FINANCIAL, LLC
Current Firm
JEFFERIES INVESTMENT ADVISERS LLC
Contact Information
Main Address
520 Madison Avenue, New York, NY 10022Phone Number
(212) 284-2300# of Employees
119SEC notice filing (53 States and Territories)
Registered to provide investment advisory services in 53 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
2,020AUM (Assets Under Management)
$5,154,561,141Similar Advisors
SUMMIT FINANCIAL, LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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SUMMIT FINANCIAL, LLC
Primary Firm SEC Registration
JEFFERIES INVESTMENT ADVISERS LLC
State Registrations and Notice Filings
(7/31/2015)
(9/18/2025)
(2/12/2019)
(9/23/2025)
(7/31/2015)
(10/10/2025)
(2/12/2019)
(10/1/2025)
(7/31/2015)
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(7/31/2015)
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(7/31/2015)
(9/19/2025)
(7/31/2015)
(9/18/2025)
(2/12/2019)
(11/10/2025)
(7/31/2015)
(6/6/2023)
(2/12/2019)
(9/19/2025)
(2/12/2019)
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(2/12/2019)
(9/18/2025)
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(2/12/2019)
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(2/12/2019)
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(2/12/2019)
(9/18/2025)
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(2/12/2019)
(9/18/2025)
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(2/12/2019)
(11/7/2025)
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(9/22/2025)
(2/12/2019)
(9/23/2025)
(2/12/2019)
(9/18/2025)
(2/12/2019)
(9/18/2025)
(2/12/2019)
(9/23/2025)
(2/12/2019)
(9/18/2025)
(2/12/2019)
(9/19/2025)
(2/12/2019)
(9/19/2025)
(7/31/2015)
(9/18/2025)
(2/12/2019)
(9/19/2025)
(7/31/2015)
(9/18/2025)
(2/12/2019)
(9/19/2025)
(2/12/2019)
(9/22/2025)
(2/12/2019)
(9/18/2025)
(2/12/2019)
(9/22/2025)
(2/14/2019)
(10/28/2025)
(2/12/2019)
(9/19/2025)
(7/31/2015)
(12/5/2025)
(2/12/2019)
(9/19/2025)
(2/12/2019)
(9/23/2025)
(2/12/2019)
(9/19/2025)
(2/12/2019)
(2/12/2019)
(9/19/2025)
(2/12/2019)
(9/18/2025)
(2/12/2019)
(9/18/2025)
(7/30/2024)
(9/19/2025)
(2/12/2019)
(9/19/2025)
(2/12/2019)
(9/18/2025)
(2/12/2019)
(9/22/2025)
(2/12/2019)
(9/18/2025)
(2/12/2019)
(9/22/2025)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
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SRO Registrations
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SRO Registrations
SRO Registrations
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SRO Registrations
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SRO Registrations
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SUMMIT FINANCIAL, LLC
CRS (Client Relationship Summary) - RIA
Click below to view John A Smit's CRS (Customer Relationship Summary).
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SUMMIT FINANCIAL, LLC