JB
Justin E. Budnick
BUDNICK CAPITAL
East Hartford, CT 06108
Some features on this profile are disabled
CRD#: 5972737
JB
Professional summary
Justin E Budnick is a registered financial advisor currently at BUDNICK CAPITAL, LLC located in East Hartford, Connecticut and OSAIC WEALTH, INC. located in Durham, Connecticut.
Justin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Justin has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)JUSTIN BUDNICK / INSURANCE POSITION: Agent NATURE: Sole Proprietor INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 60 START DATE: 05/01/2014 ADDRESS: 95 Leggett St, East Hartford CT 06108, United States DESCRIPTION: Offering Life Insurance and Disability Insurance 2)BUDNICK CAPITAL LLC POSITION: Managing Member / Investment Advisor Rep NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 50 START DATE: 07/01/2019 ADDRESS: 95 Leggett Street, East Hartford CT 06108, United States DESCRIPTION: Offering Investment Advisory Services 3)BEN BRONZ ACADEMY POSITION: Board Member NATURE: Non Profit INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 10/28/2020 ADDRESS: 11 Wampanoag Dr, West Hartford CT 06117, United States DESCRIPTION: Non Profit; Board Member 4) OSAIC WEALTH, INC. POSITION: REGISTERED REP NATURE: INC. INVESTMENT RELATED: Yes NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 25 START DATE: 09/01/2023 ADDRESS: 95 Leggett Street, East Hartford CT 06108, United States DESCRIPTION: Selling broker/dealer products
CRS (Client Relationship Summary) - RIA
Click below to view Justin E Budnick's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 28, 2019 - Present
BUDNICK CAPITAL, LLC
Office #1: 95 Leggett Street, East Hartford, CT 06108RIA
CRD#: 302118
East Hartford, CT
Current
September 1, 2023 - Present
OSAIC WEALTH, INC.
Office #1: 360 Main St Suite E, Durham, CT 06422Office #2: 95 Leggett Street, East Hartford, CT 06108RIA
BD
CRD#: 23131
DURHAM, CT
Past
May 31, 2019 - September 1, 2023
OSAIC SERVICES, INC.
BD
CRD#: 133763
EAST HARTFORD, CT
Past
June 6, 2014 - June 24, 2019
PARK AVENUE SECURITIES LLC
RIA
CRD#: 46173
EAST HARTFORD, CT
Past
March 24, 2014 - June 24, 2019
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
EAST HARTFORD, CT
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(9/1/2023)
IAR
Connecticut(8/13/2019)
RR
Connecticut(9/1/2023)
RR
Florida(9/1/2023)
RR
Kansas(9/1/2023)
IAR
Massachusetts(3/10/2020)
RR
Massachusetts(9/1/2023)
RR
Nevada(9/1/2023)
RR
New Hampshire(9/1/2023)
IAR
New Jersey(8/22/2019)
RR
New Jersey(9/1/2023)
RR
New York(9/1/2023)
RR
North Carolina(9/1/2023)
RR
Rhode Island(9/1/2023)
IAR
Texas(6/28/2019)
RR
Texas(9/1/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BC
BUDNICK CAPITAL, LLC
BUDNICK CAPITAL, LLC
CRD#: 302118 / SEC#:
Connecticut
Registered Investment Advisory firm - (8/13/2019 Approved)Massachusetts
Registered Investment Advisory firm - (3/10/2020 Approved)New Jersey
Registered Investment Advisory firm - (8/22/2019 Approved)Texas
Registered Investment Advisory firm - (6/27/2019 Conditional Restricted)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
95 Leggett Street, East Hartford, CT 06108
Mailing Address
Phone number
(860) 310-2106
Established
Firm type
Fiscal year end
# of Employees
2
Red Flags
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