Chase D. Hughes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Chase Daniel Hughes, CFP® was a registered financial professional .
Chase is a previously registered financial professional and started their career in finance in 2011. Chase had worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2019
Experience
May 1, 2020 - October 10, 2023
CHURCHILL MANAGEMENT GROUP
October 16, 2012 - April 28, 2020
TD AMERITRADE, INC.
October 16, 2012 - April 28, 2020
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
September 24, 2011 - April 28, 2020
TD AMERITRADE, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CHURCHILL MANAGEMENT GROUP
CRD#: 109651 / SEC#: 801-4211
Contact information
Regulatory assets under management
| Total Number of Accounts | 20,501 |
| AUM (Assets Under Management) | $ 10,083,906,150 |
Red Flags
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