MW
Max G. Winthrop
WINTHROP WEALTH
BOSTON, MA 02116-5168
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CRD#: 5972623
MW
Professional summary
Max Gustav Winthrop, who also goes by Max G Winthrop, Max Winthrop, is a registered financial advisor currently at WINTHROP WEALTH located in Boston, Massachusetts.
Max is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Max has worked at 3 firms and has passed the Series 63, Series 65, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Max G Winthrop | Max Winthrop
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
11/26/2019 - DCFAF CF, LLC - Not Investment Related - Location/Address: N/A - Business Entity For Tax/Investment Purposes Only - Started 09/26/2019 - 0 Hours Per Month - Investment Income Only. 11/26/2019 - CW CO-INVEST, LLC - Not Investment Related - Location/Address: N/A - Business Entity For Tax/Investment Purposes Only - Started 09/26/2019 - 0 Hours Per Month. 11/5/2020 - Cirque Holding, LLC - Investment Related - 41 Winchester Street, Boston, MA 02116 - Business Entity For Tax/Investment Purposes Only - Owner - Started 10/29/2020 - 0 Hours Per Month.
CRS (Client Relationship Summary) - RIA
Click below to view Max Gustav Winthrop's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 19, 2018 - Present
WINTHROP WEALTH
Office #1: 321 Columbus Ave 3rd Fl, Boston, MA 02116-5168Office #2: 1400 Computer Drive Suite 105, Westborough, MA 01581RIA
CRD#: 288178
BOSTON, MA
Past
August 11, 2014 - November 5, 2024
LPL FINANCIAL LLC
BD
CRD#: 6413
BOSTON, MA
Past
January 23, 2012 - June 30, 2014
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
BD
CRD#: 5496
WELLESLEY HILLS, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WW
WINTHROP WEALTH
FINANCIAL PLANNING STRATEGIES, LLC | WINTHROP WEALTH MANAGEMENT | WINTHROP WEALTH | WINTHROP ADVISORY GROUP, LLC | UNIFIED WEALTH MANAGEMENT | KEEL FINANCIAL PARTNERS
CRD#: 288178 / SEC#: 801-110461
RIA
Registered Investment Advisory firm - (4/28/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Massachusetts(3/19/2018)
IAR
Texas(4/9/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
WW
WINTHROP WEALTH
FINANCIAL PLANNING STRATEGIES, LLC | WINTHROP WEALTH MANAGEMENT | WINTHROP WEALTH | WINTHROP ADVISORY GROUP, LLC | UNIFIED WEALTH MANAGEMENT | KEEL FINANCIAL PARTNERS
CRD#: 288178 / SEC#: 801-110461
RIA
Registered Investment Advisory firm - (4/28/2017 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
321 Columbus Ave 3rd Fl, Boston, MA 02116-5168
Mailing Address
Phone number
(617) 530-1010
Established
Firm type
Fiscal year end
# of Employees
36
SEC notice filing (26 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,872 |
| AUM (Assets Under Management) | $ 2,600,886,145 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
WINTHROP WEALTH
CRD#: 288178Boston, MA 02116-5168TRUST BUT VERIFY
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