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KP

Katherine E. Phillips

ARISTOTLE CAPITAL MANAGEMENT
Boston, MA 02110
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CRD#: 5972597
KP
Katherine Elizabeth PhillipsARISTOTLE CAPITAL MANAGEMENT

Professional summary

Katherine Elizabeth Phillips, who also goes by Katherine Elizabeth Godfrey, is a registered financial advisor currently at ARISTOTLE CAPITAL MANAGEMENT, LLC located in Boston, Massachusetts and FORESIDE FINANCIAL SERVICES, LLC located in Boston, Massachusetts.

Katherine is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Katherine has worked at 5 firms and has passed the Series 65, SIE and Series 7 exams.

Aliases

Katherine Elizabeth Godfrey

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Aristotle Capital Management, LLC; Investment Related; Investments; Boston, MA; 06/2026; Senior Vice President; Investment sales role; 160 Hrs./Mo.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Katherine Elizabeth Phillips's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 14, 2026 - Present

ARISTOTLE CAPITAL MANAGEMENT, LLC

Office #1: One Federal St 36th Floor, Boston, MA 02110
RIA
CRD#: 109876
Boston, MA
Current

August 4, 2026 - Present

FORESIDE FINANCIAL SERVICES, LLC

Office #1: 1 Federal Street 36th Floor, Boston, MA 02110
BD
CRD#: 148477
Boston, MA
Past

February 22, 2018 - May 27, 2026

LOOMIS SAYLES DISTRIBUTORS, L.P.

BD
CRD#: 41795
BOSTON, MA
Past

February 6, 2017 - May 27, 2026

LOOMIS, SAYLES & COMPANY, L.P.

RIA
CRD#: 105377
BOSTON, MA
Past

August 24, 2011 - April 30, 2015

WELLESLEY ASSET MANAGEMENT, INC.

RIA
CRD#: 116176
WELLESLEY, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AC
ARISTOTLE CAPITAL MANAGEMENT, LLC
ARISTOTLE | REED CONNER & BIRDWELL LLC | REED CONNER & BIRDWELL | ARISTOTLE CAPITAL MANAGEMENT, LLC

CRD#: 109876 / SEC#: 801-60014

RIA
Registered Investment Advisory firm - (2/8/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(8/14/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 9/22/2010
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/22/2018
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

AC
ARISTOTLE CAPITAL MANAGEMENT, LLC
ARISTOTLE | REED CONNER & BIRDWELL LLC | REED CONNER & BIRDWELL | ARISTOTLE CAPITAL MANAGEMENT, LLC

CRD#: 109876 / SEC#: 801-60014

RIA
Registered Investment Advisory firm - (2/8/2001 Approved)
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Contact information

Main Address
11100 Santa Monica Blvd Suite 1700, Los Angeles, CA 90025-0449
Mailing Address
Phone number
(310) 478-4005
Established
Firm type
Fiscal year end
# of Employees
170

SEC notice filing (49 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ACM FORM ADV PART 2A (3/19/2026)

Regulatory assets under management

Total Number of Accounts5,169
AUM (Assets Under Management)$ 43,543,321,650

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ARISTOTLE CAPITAL MANAGEMENT, LLC

CRD#: 109876Boston, MA 02110

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