Jonathan T. Mcmullen

THE WEALTH OBSERVATORY

Dallas, TX

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CRD#: 5972192

Professional summary

Jonathan Tate Mcmullen, CFP® is a registered financial advisor currently at THE WEALTH OBSERVATORY located in Dallas, Texas.

Jonathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Jonathan has worked at 4 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name: The Wealth Observatory Investment-related: Yes Address: 34 Horseshoe Drive, Highland Village, TX 75077 Nature: Financial planning Position: Owner Title: Wealth Manager Start: 09/2019 Hours per month: 8 hours Hours during securities trading hours: 0 hours Duties: Help clients with their finances by creating a plan, managing or advising on their investments, and filing taxes.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Tate Mcmullen's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

RIA

CRD#: 150264

DALLAS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(9/6/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/4/2012

Uniform Investment Adviser Law Examination

Current Firm

THE WEALTH OBSERVATORY

SMALL WILLOW | THE WEALTH OBSERVATORY | SMALLWILLOW, LLC

CRD#: 304864 / SEC#:

Texas

Registered Investment Advisory firm - (9/6/2019 Approved)

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Contact information

Main Address

Allen, TX

Mailing Address

Phone number

(972) 824-2947

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	29
AUM (Assets Under Management)	$ 8,104,876

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jonathan T. Mcmullen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Tate Mcmullen's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE WEALTH OBSERVATORY

WISNIEWSKI WEALTH MANAGEMENT

WISNIEWSKI WEALTH MANAGEMENT

FOUNTAIN STRATEGIES, LLC

SMALL WILLOW

WISNIEWSKI WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 1/4/2012

Current Firm

THE WEALTH OBSERVATORY

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

THE WEALTH OBSERVATORY

TRUST BUT VERIFY

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