SP
Shaun R. Peterson
PETERSON WEALTH SERVICES
SOUTH OGDEN, UT 84405
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CRD#: 5972068
SP
Professional summary
Shaun Robert Peterson, CPWA® is a registered financial advisor currently at PETERSON WEALTH SERVICES INC. located in South Ogden, Utah.
Shaun is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Shaun has worked at 3 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) SPete Holdings Inc-South Ogden, UT Nature of the Business: An S-Corp that is used to receive payments from Peterson Wealth Services (unpaid) Position/Title: Officer - CEO Investment Related:No Start Date: 08/06/2018 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: I am paid via Direct Pay into my personal RJ account then the funds are deposited into SPete Holdings Inc. I then run a payroll for myself. That is the sole and only purpose of this entity. 2) UTAH DIVORCE PLANNING. NOT INVESTMENT RELATED. CERTIFIED DIVORCE FINANCIAL ANALYST. STARTED:11/2017. 1523 E Skyline Dr. Ste C SOUTH OGDEN, UT. 10 HRS PER MONTH, 0 DURING TRADING HRS. GATHER AND ANALYZE DATA FOR DIVORCING CLIENTS. 3) Currently I am a Registered Rep with Raymond James Financial Services. Our firm is transitioning to its own RIA for which I am registering for now. 4) Livastride Youth Foundation is a non-profit for which I am on the board 5) I am also named as a successor TTE for my parent trust 6) CEO; 3 Pete Holdings LLC; Investment Related: Yes; Location: 4161 S Jupiter Dr, SLC, UT, 84124; Description of the business: This is an LLC created to for my ownership in a 2nd home.; Responsibilities Duties: No responsibilities or duties as this is just an LLC for holding my ownership in a 2nd home.; Start date with business: 2021-12-27; Hours devoted to business during trading hours: 0; Hours devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 0.
CRS (Client Relationship Summary) - RIA
Click below to view Shaun Robert Peterson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CPWA®
Start date: 2022-01-27
Expire date: 2023-12-31
Experience
Current
September 29, 2020 - Present
PETERSON WEALTH SERVICES INC.
Office #1: 1523 East Skyline Drive Suite C, South Ogden, UT 84405RIA
CRD#: 288620
SOUTH OGDEN, UT
Past
November 30, 2011 - October 2, 2020
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
SOUTH OGDEN, UT
Past
October 20, 2011 - October 2, 2020
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
SOUTH OGDEN, UT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PW
PETERSON WEALTH SERVICES INC.
PETERSON WEALTH SERVICES INC.
CRD#: 288620 / SEC#: 801-119303
RIA
Registered Investment Advisory firm - (8/17/2020 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(9/29/2020)
IAR
Utah(10/5/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
PW
PETERSON WEALTH SERVICES INC.
PETERSON WEALTH SERVICES INC.
CRD#: 288620 / SEC#: 801-119303
RIA
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Contact information
Main Address
1523 East Skyline Drive Suite C, South Ogden, UT 84405
Mailing Address
Phone number
(801) 475-4002
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (13 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,604 |
| AUM (Assets Under Management) | $ 462,660,842 |
Red Flags
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Company Information
PETERSON WEALTH SERVICES INC.
CRD#: 288620South Ogden, UT 84405TRUST BUT VERIFY
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