Katherine A. Ludeman
Professional summary
Katherine Ann Ludeman, who also goes by Kitsi Ludeman, Katherine Ann Scott, Kitsi Scott, is a registered financial advisor currently at PRIVATE ADVISORY located in Draper, Utah.
Katherine is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Katherine has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Katherine Ann Ludeman's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 18, 2021 - Present
PRIVATE ADVISORY
Office #1: 12459 S 300 E #101, Draper, UT 84020February 8, 2016 - August 18, 2021
RBC CAPITAL MARKETS, LLC
July 13, 2015 - August 18, 2021
RBC CAPITAL MARKETS, LLC
Primary Firm SEC Registration
PRIVATE ADVISORY
CRD#: 170043 / SEC#: 801-79100
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/18/2021)
Exams
Current Firm
PRIVATE ADVISORY
CRD#: 170043 / SEC#: 801-79100
Contact information
SEC notice filing (10 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,166 |
| AUM (Assets Under Management) | $ 1,316,456,660 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/23/2026 | ||
| 04/23/2025 |
Red Flags
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