Rachel B. Mandeix

ENVESTNET PMC

Berkley, MA

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CRD#: 5971656

Professional summary

Rachel B Mandeix is a registered financial advisor currently at ENVESTNET PMC located in Berkley, Massachusetts.

Rachel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Rachel has worked at 2 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CO-TRUSTEE OF FAMILY REAL ESTATE TRUST. BENJAMIN IRREVOCABLE TRUST, MANDEIX IRREVOCABLE TRUST NOT INVESTMENT RELATED. IT IS A REAL ESTATE TRUST. TRUST ADDRESS: 19 NEWTOWN RD, SANDWICH, MA 02563 POSITION/TITLE: CO-TRUSTEE (PARENT'S TRUST) START DATE AS TRUSTEE: SINCE 2012 NUMBER OF HOURS/MONTH DEVOTED TO TRUST: LESS THAN 5 HOURS/YEAR DUTIES: CO-SIGN REQUIRED FOR ANY LOANS FOR WHICH REAL ESTATE IS USED AS COLLATERAL

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rachel B Mandeix's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 27, 2015 - Present

ENVESTNET PMC

RIA

CRD#: 111694

Berkley, MA

Past

November 2, 2012 - June 20, 2014

OSAIC FA, INC.

RIA

CRD#: 3978

BOSTON, MA

Past

August 7, 2012 - June 20, 2014

OSAIC FA, INC.

CRD#: 3978

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ENVESTNET PMC

CRD#: 111694 / SEC#: 801-57260

RIA

Registered Investment Advisory firm - (2/10/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(4/27/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/5/2012

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 8/6/2012

General Securities Representative Examination

Current Firm

ENVESTNET PMC

CRD#: 111694 / SEC#: 801-57260

RIA

Registered Investment Advisory firm - (2/10/2000 Approved)

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Contact information

Main Address

222 N. Lasalle St., Suite 625, Chicago, IL 60601

Mailing Address

1000 Chesterbrook Boulevard, Suite 250, Berwyn, PA 19312

Phone number

(312) 827-2800

Established

Firm type

Fiscal year end

# of Employees

394

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ENVESTNET ASSET MANAGEMENT ADV PART 2A (11/19/2025)

ENVESTNET ASSET MANAGEMENT ADV PART 2 APPENDIX 1 (11/19/2025)

ENVESTNET PRIVACY POLICY (3/31/2025)

Regulatory assets under management

Total Number of Accounts	2,021,610
AUM (Assets Under Management)	$ 532,197,263,852

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Rachel B. Mandeix

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rachel B Mandeix's CRS (Customer Relationship Summary).

Certified licenses

Experience

ENVESTNET PMC

OSAIC FA, INC.

OSAIC FA, INC.

Primary Firm SEC Registration

ENVESTNET PMC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/5/2012

Series 7

Date: 8/6/2012

Current Firm

ENVESTNET PMC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ENVESTNET PMC

TRUST BUT VERIFY

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