EN
Eric Z. Neihaus
D/B/A PALAZZO
New York, NY 10019
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CRD#: 5971633
EN
Professional summary
Eric Zachary Neihaus is a registered financial professional currently at D/B/A PALAZZO located in New York, New York.
Eric is registered as a RR (Registered Representative) and started their career in finance in 2011. Eric has worked at 1 firm and has passed the SIE and Series 79 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Eric Zachary Neihaus's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 16, 2011 - Present
D/B/A PALAZZO
Office #1: 145 West 57th Street 17th Floor, New York, NY 10019Office #2: 145 West 57th St 17th Floor, New York, NY 10019BD
CRD#: 156378
New York, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
DP
D/B/A PALAZZO
D/B/A PALAZZO | PALAZZO SECURITIES LLC
CRD#: 156378 / SEC#: , 8-68792
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
145 West 57th Street 17th Floor, New York, NY 10019
Mailing Address
145 West 57th Street 17th Floor, New York, NY 10010
Phone number
(212) 402-9000
Established
New York since 01/10/2011
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (1 States and Territories)
Documents
Red Flags
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