Peter V. Falcetti
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Vito Falcetti, who also goes by Peter VIto Falcetti Jr, was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 2013. Peter had worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 7, 2014 - November 13, 2014
K.C. WARD FINANCIAL
October 18, 2013 - July 10, 2014
WEDBUSH SECURITIES INC.
March 14, 2013 - May 29, 2013
ALEXANDER CAPITAL, L.P.
State Registrations and Notice Filings
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Exams
Current Firm
K.C. WARD FINANCIAL
CRD#: 145135 / SEC#: , 8-67706
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
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