Gerald W. Hendrik

ROCKWALL WEALTH ADVISORS

Rockwall, TX 75087

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CRD#: 5971377

Professional summary

Gerald Wayne Hendrik is a registered financial advisor currently at ROCKWALL WEALTH ADVISORS located in Rockwall, Texas.

Gerald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Gerald has worked at 7 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gerald Wayne Hendrik's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 6, 2020 - Present

ROCKWALL WEALTH ADVISORS

Office #1: 697 E Interstate 30, Rockwall, TX 75087

RIA

CRD#: 310735

Rockwall, TX

Past

July 9, 2019 - September 15, 2020

INTERNATIONAL CAPITAL MANAGEMENT CORP

RIA

CRD#: 108466

DALLAS, TX

Past

December 7, 2017 - June 19, 2019

PERSONAL CAPITAL ADVISORS CORPORATION

RIA

CRD#: 155172

Dallas, TX

Past

June 1, 2017 - December 5, 2017

SCOTTRADE INVESTMENT MANAGEMENT

RIA

CRD#: 169988

SAINT LOUIS, MO

Past

December 23, 2016 - December 5, 2017

SCOTTRADE, INC.

CRD#: 8206

DENTON, TX

Past

June 8, 2012 - August 3, 2016

TD AMERITRADE, INC.

RIA

CRD#: 7870

SOUTHLAKE, TX

Past

June 8, 2012 - August 3, 2016

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

Southlake, TX

Past

September 26, 2011 - August 3, 2016

TD AMERITRADE, INC.

CRD#: 7870

SOUTHLAKE, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(11/6/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/7/2012

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/3/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/5/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/23/2011

General Securities Representative Examination

Current Firm

ROCKWALL WEALTH ADVISORS

ROCKWALL WEALTH ADVISORS | ROCKWALL WEALTH ADVISORS LLC

CRD#: 310735 / SEC#:

Texas

Registered Investment Advisory firm - (11/6/2020 Approved)

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Contact information

Main Address

697 E Interstate 30, Rockwall, TX 75087

Mailing Address

Phone number

(214) 923-5237

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	85
AUM (Assets Under Management)	$ 22,007,237

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Gerald W. Hendrik

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gerald Wayne Hendrik's CRS (Customer Relationship Summary).

Certified licenses

Experience

INTERNATIONAL CAPITAL MANAGEMENT CORP

PERSONAL CAPITAL ADVISORS CORPORATION

SCOTTRADE INVESTMENT MANAGEMENT

SCOTTRADE, INC.

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 6/7/2012

Series 63

Date: 11/3/2011

SIE

Date: 12/5/2017

Series 7

Date: 9/23/2011

Current Firm

ROCKWALL WEALTH ADVISORS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ROCKWALL WEALTH ADVISORS

TRUST BUT VERIFY

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