Mikel Eguia
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mikel Eguia, who also goes by Mikel Eguia Moreda, was a registered financial professional .
Mikel is a previously registered financial professional and started their career in finance in 2011. Mikel had worked at 7 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 79, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 1, 2022 - September 3, 2025
CONCORDIA WEALTH PLANNING, LLC
January 31, 2022 - December 31, 2023
CONCORDIA PUERTO RICO, LLC
January 7, 2016 - September 19, 2019
QUANTIC CAPITAL MANAGEMENT LLC
October 7, 2014 - September 22, 2016
TIGRESS FINANCIAL PARTNERS, LLC
July 31, 2014 - August 22, 2014
SB ADVISORY, LLC
April 7, 2014 - August 22, 2014
IFS SECURITIES
December 7, 2011 - December 4, 2012
SSC NY CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CONCORDIA WEALTH PLANNING, LLC
CRD#: 304639 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 199 |
| AUM (Assets Under Management) | $ 48,348,316 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
