Thomas M. Schuch

PIEDMONT CAPITAL MANAGEMENT

WHITEFISH, MT 59937

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CRD#: 5971148

Professional summary

Thomas Matthew Schuch, CFP®, who also goes by Thomas Schuch, is a registered financial advisor currently at PIEDMONT CAPITAL MANAGEMENT, LLC located in Whitefish, Montana.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Thomas has worked at 2 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Thomas Schuch

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Matthew Schuch's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2018

Experience

Current

January 6, 2014 - Present

PIEDMONT CAPITAL MANAGEMENT, LLC

Office #1: 6442 Highway 93 South, Whitefish, MT 59937

RIA

CRD#: 165775

WHITEFISH, MT

Past

November 20, 2012 - February 14, 2013

LPL FINANCIAL LLC

RIA

CRD#: 6413

WHITEFISH, MT

Past

August 20, 2012 - February 14, 2013

LPL FINANCIAL LLC

CRD#: 6413

WHITEFISH, MT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PIEDMONT CAPITAL MANAGEMENT, LLC

COCO ENTERPRISES, LLC | PIEDMONT CAPITAL MANAGEMENT, LLC

CRD#: 165775 / SEC#: 801-121170

RIA

Registered Investment Advisory firm - (5/7/2021 Approved)

Arizona

Registered Investment Advisory firm - (5/28/2021 Terminated)

Idaho

Registered Investment Advisory firm - (6/3/2021 Terminated)

Montana

Registered Investment Advisory firm - (5/28/2021 Terminated)

Oregon

Registered Investment Advisory firm - (8/6/2021 Terminated)

Texas

Registered Investment Advisory firm - (5/28/2021 Terminated)

Washington

Registered Investment Advisory firm - (6/28/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Montana
(1/6/2014)

IAR

Texas
(4/15/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/17/2012

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 8/18/2012

General Securities Representative Examination

Current Firm

PIEDMONT CAPITAL MANAGEMENT, LLC

COCO ENTERPRISES, LLC | PIEDMONT CAPITAL MANAGEMENT, LLC

CRD#: 165775 / SEC#: 801-121170

RIA

Registered Investment Advisory firm - (5/7/2021 Approved)

Arizona

Registered Investment Advisory firm - (5/28/2021 Terminated)

Idaho

Registered Investment Advisory firm - (6/3/2021 Terminated)

Montana

Registered Investment Advisory firm - (5/28/2021 Terminated)

Oregon

Registered Investment Advisory firm - (8/6/2021 Terminated)

Texas

Registered Investment Advisory firm - (5/28/2021 Terminated)

Washington

Registered Investment Advisory firm - (6/28/2021 Terminated)

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Contact information

Main Address

6442 Highway 93 South, Whitefish, MT 59937

Mailing Address

Phone number

(406) 862-9400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PIEDMONT CAPITAL MANAGEMENT FORM ADV BROCHURE EFF 0328 2025 (3/30/2025)

Regulatory assets under management

Total Number of Accounts	1,181
AUM (Assets Under Management)	$ 200,124,845

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Thomas M. Schuch

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Matthew Schuch's CRS (Customer Relationship Summary).

Certified licenses

Experience

PIEDMONT CAPITAL MANAGEMENT, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

Primary Firm SEC Registration

PIEDMONT CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/17/2012

Series 7

Date: 8/18/2012

Current Firm

PIEDMONT CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PIEDMONT CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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