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RN

Robert A. Nickle

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CRD#: 5971104
RN

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Robert Anthony Nickle, who also goes by Rob Nickle, Robbie Nickle, was a registered financial professional .

Robert is a previously registered financial professional and started their career in finance in 2011. Robert had worked at 3 firms and has passed the Series 63, Series 66, SIE, Series 79, Series 87, Series 86 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Rob Nickle | Robbie Nickle

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

October 17, 2016 - June 3, 2019

MCMG CAPITAL ADVISORS, INC.

BD
CRD#: 103871
RICHMOND, VA
Past

September 8, 2015 - October 11, 2016

BB&T SECURITIES, LLC

BD
CRD#: 142785
RICHMOND, VA
Past

October 17, 2011 - June 13, 2012

SECURIAN FINANCIAL SERVICES, INC.

RIA
CRD#: 15296
MIDLOTHIAN, VA
Past

September 24, 2011 - June 13, 2012

SECURIAN FINANCIAL SERVICES, INC.

BD
CRD#: 15296
MIDLOTHIAN, VA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 9/21/2015
Uniform Securities Agent State Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 10/11/2011
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


MC
MCMG CAPITAL ADVISORS, INC.
MATRIX PRIVATE EQUITIES, INC. | MCMG CAPITAL ADVISORS, INC.

CRD#: 103871 / SEC#: , 8-52364

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information


Main Address
800 East Canal Street Suite 850, Richmond, VA 23219
Mailing Address
800 East Canal Street, Suite 850 Suite 850, Richmond, VA 23219
Phone number
(804) 591-2057
Established
Virginia since 12/16/1999
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (6 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
CAVALIER, SPENCER PAULPRESIDENT4556912
FORTEMPS, CEDRIC CHRISTIAN MR.TREASURER, CFO, CCO4493145
SAUNDERS, MILES VANCEOWNER5566711
DOOLEY, SEAN PATRICKOWNER5835354
OFLAHERTY, WILLIAM JAMESOWNER5159113
CORBETT, DAVID LEEOWNER4887552
DUNI, JOHN COOPEROWNER6261936
LOPRESTI, ANDREW ANTHONYOWNER6120756
LYNCH, STEPHEN CHRISTOPHEROWNER6020660
MUNSEY, JAMES BRIANOWNER7631388
OLDHOUSER, MATTHEW COWNER6505662
RIP, OLGAFINOP5440553
SHOULDERS, DAVID WILSONOWNER4688086
TIPPING, KYLE B.OWNER6856170

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


MCMG CAPITAL ADVISORS, INC.

CRD#: 103871

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