Der C. Hung
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Der Chyuan Hung was a registered financial professional .
Der is a previously registered financial professional and started their career in finance in 2014. Der had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 29, 2017 - December 31, 2017
CFO4LIFE
November 17, 2015 - March 27, 2017
CFO4LIFE, L.P.
September 30, 2014 - January 22, 2018
AUSDAL FINANCIAL PARTNERS, INC.
Primary Firm SEC Registration
CFO4LIFE
CRD#: 287600 / SEC#: 801-110095
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CFO4LIFE
CRD#: 287600 / SEC#: 801-110095
Contact information
SEC notice filing (17 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,628 |
| AUM (Assets Under Management) | $ 1,735,509,190 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
