Robert A. Alef
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert A Alef was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 2011. Robert had worked at 2 firms and has passed the Series 56 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 19, 2012 - December 2, 2013
GENEVA TRADING LLC
October 26, 2011 - October 8, 2015
GENEVA STOCK, L.L.C.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 56
Date: 9/27/2011
Proprietary Trader Qualification ExaminationCurrent Firm
GENEVA TRADING LLC
CRD#: 100740 / SEC#: , 8-52040
Contact information
Documents
Disclosures
| Regulatory Event | 11 |
Red Flags
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