Brandon R. Littleton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brandon R. Littleton, who also goes by Brandon R Littleton, Brandon Rashard Littleton, was a registered financial professional .
Brandon is a previously registered financial professional and started their career in finance in 2012. Brandon had worked at 9 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 27, 2020 - November 2, 2021
FAM FINANCIAL GROUP
July 17, 2019 - December 31, 2019
FAM FINANCIAL GROUP
November 16, 2016 - January 19, 2018
FIFTH THIRD SECURITIES, INC.
November 15, 2016 - January 19, 2018
FIFTH THIRD SECURITIES, INC.
July 22, 2016 - October 10, 2016
TD AMERITRADE, INC.
July 22, 2016 - October 10, 2016
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
July 21, 2016 - October 10, 2016
TD AMERITRADE, INC.
May 22, 2014 - July 8, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 22, 2014 - July 8, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 23, 2013 - May 5, 2014
CURIAN CAPITAL, LLC
April 23, 2013 - May 5, 2014
CURIAN CLEARING, LLC
February 11, 2013 - March 26, 2013
EDWARD JONES
January 28, 2013 - March 26, 2013
EDWARD JONES
October 25, 2012 - February 13, 2013
CHARLES SCHWAB & CO., INC.
State Registrations and Notice Filings
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Exams
Current Firm
FAM FINANCIAL GROUP
CRD#: 299524 / SEC#: 801-118044
Contact information
Red Flags
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