Scott K. Ryan
Professional summary
Scott K Ryan is a registered financial advisor currently at OXFORD FINANCIAL GROUP, LTD located in Carmel, Indiana.
Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Scott has worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
At a Glance
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Scott K Ryan's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 1, 2026 - Present
OXFORD FINANCIAL GROUP, LTD
Office #1: 11711 North Meridian Street Suite 600, Carmel, IN 46032June 5, 2014 - September 4, 2015
SCHWAB WEALTH ADVISORY, INC.
December 13, 2013 - June 5, 2014
CHARLES SCHWAB & CO., INC.
November 9, 2011 - September 4, 2015
CHARLES SCHWAB & CO., INC.
Primary Firm SEC Registration
OXFORD FINANCIAL GROUP, LTD
CRD#: 105303 / SEC#: 801-20692
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/1/2026)
Exams
Current Firm
OXFORD FINANCIAL GROUP, LTD
CRD#: 105303 / SEC#: 801-20692
Contact information
SEC notice filing (27 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,593 |
| AUM (Assets Under Management) | $ 23,330,849,733 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/28/2026 | ||
| 04/16/2025 | ||
| 03/28/2025 | ||
| 03/15/2024 |
Red Flags
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