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Daniel P. Schumann

U.S. BANCORP ADVISORS

Minneapolis, MN 55402

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CRD#: 5970592

Professional summary

Daniel Patrick Schumann, who also goes by Daniel Schumann, is a registered financial advisor currently at U.S. BANCORP ADVISORS, LLC located in Minneapolis, Minnesota.

Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Daniel has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Daniel Schumann

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Patrick Schumann's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Daniel Patrick Schumann's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 13, 2026 - Present

U.S. BANCORP ADVISORS, LLC

Office #1: 200 S 6th St, Minneapolis, MN 55402

RIA

BD

CRD#: 14455

Minneapolis, MN

Current

February 13, 2026 - Present

U.S. BANCORP ADVISORS, LLC

Office #1: 200 S 6th St, Minneapolis, MN 55402

RIA

BD

CRD#: 14455

Minneapolis, MN

Past

December 8, 2017 - February 13, 2026

U.S. BANCORP INVESTMENTS, INC.

RIA

CRD#: 17868

Minneapolis, MN

Past

December 8, 2017 - February 13, 2026

U.S. BANCORP INVESTMENTS, INC.

BD

CRD#: 17868

Minneapolis, MN

Past

March 24, 2016 - July 13, 2017

STIFEL, NICOLAUS & COMPANY, INCORPORATED

RIA

CRD#: 793

CHICAGO, IL

Past

March 24, 2016 - July 13, 2017

STIFEL, NICOLAUS & COMPANY, INCORPORATED

BD

CRD#: 793

CHICAGO, IL

Past

December 17, 2015 - March 10, 2016

VALIC FINANCIAL ADVISORS, INC.

RIA

CRD#: 42803

OAKDALE, MN

Past

December 17, 2015 - March 10, 2016

VALIC FINANCIAL ADVISORS, INC.

BD

CRD#: 42803

HOUSTON, TX

Past

December 8, 2014 - March 23, 2016

WOODBURY FINANCIAL SERVICES, INC.

RIA

CRD#: 421

OAKDALE, MN

Past

December 8, 2014 - March 23, 2016

OSAIC SERVICES, INC.

RIA

CRD#: 133763

OAKDALE, MN

Past

December 8, 2014 - March 23, 2016

OSAIC WEALTH, INC.

RIA

CRD#: 23131

OAKDALE, MN

Past

December 8, 2014 - March 23, 2016

FSC SECURITIES CORPORATION

RIA

CRD#: 7461

OAKDALE, MN

Past

December 8, 2014 - March 23, 2016

WOODBURY FINANCIAL SERVICES, INC.

BD

CRD#: 421

OAKDALE, MN

Past

December 8, 2014 - March 23, 2016

OSAIC SERVICES, INC.

BD

CRD#: 133763

SCOTTSDALE, AZ

Past

December 8, 2014 - March 23, 2016

OSAIC WEALTH, INC.

BD

CRD#: 23131

SCOTTSDALE, AZ

Past

December 8, 2014 - March 23, 2016

FSC SECURITIES CORPORATION

BD

CRD#: 7461

ATLANTA, GA

Past

September 8, 2014 - November 12, 2014

U.S. BANCORP INVESTMENTS, INC.

RIA

CRD#: 17868

SAINT PAUL, MN

Past

June 18, 2012 - November 12, 2014

U.S. BANCORP INVESTMENTS, INC.

BD

CRD#: 17868

SAINT PAUL, MN

Past

October 5, 2011 - May 17, 2012

AMERIPRISE FINANCIAL SERVICES, LLC

BD

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

UB

U.S. BANCORP ADVISORS, LLC

MARKET INVESTMENT SERVICES CORPORATION | UNIONBANC INVESTMENT SERVICES, LLC | UNION BANK OF CALIFORNIA NA | UBOC INVESTMENT SERVICES, INC. | UB INVESTMENT SERVICES, INC. | U.S. BANCORP ADVISORS, LLC

CRD#: 14455 / SEC#: 801-70084, 8-30706

RIA

Registered Investment Advisory firm - SEC (8/14/2009 Approved)

California

Registered Investment Advisory firm - SEC (8/28/2009 Terminated)

Washington

Registered Investment Advisory firm - SEC (8/24/2009 Terminated)

BD

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR

Minnesota
(2/13/2026)

IAR

Minnesota
(2/13/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/6/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

RR

Series 63

Date: 10/8/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

RR

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

RR

Series 7

Date: 10/4/2011

General Securities Representative Examination

Principal/Supervisory Exam

RR

Series 24

Date: 4/21/2015

General Securities Principal Examination

SRO Registrations

RR

FINRA

Current Firm

UB

U.S. BANCORP ADVISORS, LLC

MARKET INVESTMENT SERVICES CORPORATION | UNIONBANC INVESTMENT SERVICES, LLC | UNION BANK OF CALIFORNIA NA | UBOC INVESTMENT SERVICES, INC. | UB INVESTMENT SERVICES, INC. | U.S. BANCORP ADVISORS, LLC

CRD#: 14455 / SEC#: 801-70084, 8-30706

RIA

Registered Investment Advisory firm - SEC (8/14/2009 Approved)

California

Registered Investment Advisory firm - SEC (8/28/2009 Terminated)

Washington

Registered Investment Advisory firm - SEC (8/24/2009 Terminated)

BD

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

800 N Brand Blvd. 16th Floor 16th Floor, Glendale, CA, 91203

Mailing Address

800 N Brand Blvd. 16th Floor, Glendale, CA, 91203

Phone number

(800) 634-1100

Established

Delaware since 06/28/2004

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

244

SEC notice filing (51 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

USBA WRAP BROCHURE - PART 2A APPENDIX 1 - 12/12/2025 (12/12/2025)

Direct owners and executive officers

Name	Position	CRD#
U.S. BANCORP	SOLE MEMBER
BEJASA, EILEEN	SENIOR VICE PRESIDENT AND MANAGING DIRECTOR, BROKER-DEALER OPERATIONS	7002808
CANEVA, DANIEL CESAR	SVP CHIEF OPERATIONS OFFICER	1686099
CLARK, SHANNON KEITH	CHIEF FINANCIAL OFFICER	5829700
ELY, JAMES EUGENE JR.	SENIOR VICE PRESIDENT - SALES	1843373
FERGUSON, KIMBERLY NICOLE	CHIEF EXECUTIVE OFFICER AND MANAGER	4120145
LAWLOR, BETH DEDRICK	EXECUTIVE VICE PRESIDENT	5352662
ROLLAND, JODI THOMPSON	MANAGER	2290884
SALSTROM, KYLE NORMAN	CHIEF COMPLIANCE OFFICER	5025315
TRIPLETT, SHANE T	INSTITUTIONAL SALES MANAGER	1865319

Regulatory assets under management

Total Number of Accounts	3,905
AUM (Assets Under Management)	$ 1,516,483,817

Disclosures

Regulatory Event	4
Arbitration	1

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/19/2025	Cover Page	Report
08/20/2024	Cover Page	Report
11/28/2023	Cover Page	Report
11/21/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

U.S. BANCORP ADVISORS, LLC

CRD#: 14455Minneapolis, MN 55402

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