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Hernan Barros Cruchaga

CRD# 5970415·Registered 2011 - 2024
Previously Registered: Being a previously registered professional could mean that Hernan is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Hernan Barros Cruchaga, who also goes by Hernan Barros, was a registered financial advisor. Hernan was a previously registered financial professional and started their career in finance 2011 - 2024. Hernan had worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Hernan Barros

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

15 years in the financial services industry

Current & Past Employments

ACTIVA CAPITAL·CRD# 307250
RIA
Miami, FL
December 14, 2022 - November 7, 2024
NAVALFA ACTIVOS ALTERNATIVOS·CRD# 166898
RIA
Miami, FL
March 30, 2016 - July 11, 2016
CREDIT SUISSE SECURITIES (USA) LLC·CRD# 816
RIA
Miami, FL
October 28, 2011 - December 28, 2015
CREDIT SUISSE SECURITIES (USA) LLC·CRD# 816
BD
Miami, FL
September 12, 2011 - December 28, 2015

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Current Firm

AC
ACTIVA CAPITAL

ACTIVA CAPITAL | ACTIVA CAPITAL GROUP LLC

CRD#: 307250

Contact Information

Main Address

1441 Brickell Avenue Suite 1510, Miami, FL 33131

Phone Number

(305) 448-0014

# of Employees

3

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

3

AUM (Assets Under Management)

$1,175,270

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Nov 2022About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 2011About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Dec 2015About the SIE exam

Series 7 — General Securities Representative Examination

Passed Sep 2011About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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