Alexander J. Sargeaunt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alexander James Sargeaunt, who also goes by Alex Sargeaunt, Alexander James Sargeaunt Mr., Alexander Sargeaunt, was a registered financial professional .
Alexander is a previously registered financial professional and started their career in finance in 2011. Alexander had worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 13, 2015 - January 19, 2018
CION SECURITIES, LLC
February 17, 2015 - April 29, 2015
CAREY FINANCIAL, LLC
June 20, 2013 - January 2, 2015
COREBRIDGE CAPITAL SERVICES, INC.
October 28, 2011 - June 12, 2013
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
State Registrations and Notice Filings
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Exams
Current Firm
CION SECURITIES, LLC
CRD#: 15487 / SEC#: , 8-32283
Contact information
FINRA licenses (53 States and Territories)
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
