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DL

David Lloyd

MISSIONSQUARE RETIREMENT
Puyallup, WA
Some features on this profile are disabled
CRD#: 5969922
DL
David LloydMISSIONSQUARE RETIREMENT

Professional summary

David Lloyd, who also goes by David Andrew Lloyd, David A Lloyd, is a registered financial advisor currently at MISSIONSQUARE RETIREMENT located in Puyallup, Washington and MISSIONSQUARE WEALTH MANAGEMENT located in Washington, District Of Columbia.

David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. David has worked at 7 firms and has passed the Series 66, Series 65, Series 63, Series 7TO, SIE, Series 7, Series 6 and Series 26 exams.

Aliases

David Andrew Lloyd | David A Lloyd

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MissionSquare Retirement. Investment related. Nature of Business: MissionSquare is a Delaware non-profit corporation established in 1972 to assist state and local governments and their agencies and instrumentalities (“plan sponsors”) in the establishment and maintenance of deferred compensation and qualified retirement plans for their public sector employees. Address: 777 N. Capitol Street, NE, Washington, DC 20002. Position: Retirement Plans Specialist. Start Date: 07/20/2026. Hours per month devoted to other business 160 (~8hr/day); during securities trading hours (9:30 am-4:00 pm EST): 8.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Lloyd's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 24, 2026 - Present

MISSIONSQUARE RETIREMENT

RIA
CRD#: 108783
Puyallup, WA
Current

July 24, 2026 - Present

MISSIONSQUARE WEALTH MANAGEMENT

Office #1: 777 North Capitol Street, Ne Suite 600, Washington, DC 20002-4240
BD
CRD#: 23189
WASHINGTON, DC
Past

September 5, 2024 - July 22, 2026

MWA FINANCIAL SERVICES INC.

BD
CRD#: 112630
Bellevue, WA
Past

April 16, 2018 - April 10, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
PORT ORCHARD, WA
Past

April 16, 2018 - April 10, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
PORT ORCHARD, WA
Past

November 16, 2016 - February 28, 2018

SRQ WEALTH ADVISORY, LLC

RIA
CRD#: 285458
SARASOTA, FL
Past

August 4, 2015 - March 15, 2017

LPL FINANCIAL LLC

RIA
CRD#: 6413
SARASOTA, FL
Past

November 5, 2014 - March 7, 2018

LPL FINANCIAL LLC

BD
CRD#: 6413
SARASOTA, FL
Past

August 29, 2011 - July 3, 2014

OSAIC SERVICES, INC.

BD
CRD#: 133763
SARASOTA, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MR
MISSIONSQUARE RETIREMENT
ICMA RETIREMENT CORP | MISSIONSQUARE RETIREMENT | INTERNATIONAL CITY MGMT ASSOCIATION RETIREMEN | INTERNATIONAL CITY MANAGEMENT ASSOCIATION RETIREMENT CORPORATION | ICMA-RC | ICMA RETIREMENT CORPORATION

CRD#: 108783 / SEC#: 801-18273

RIA
Registered Investment Advisory firm - (1/19/1983 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR
Alaska
(7/29/2026)
IAR
Oregon
(7/29/2026)
RR
Washington
(7/24/2026)
IAR
Washington
(7/24/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/27/2024
Uniform Combined State Law Examination
State Security Law Exam
IAR
Series 65
Date: 8/1/2015
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 9/16/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 9/5/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 7/19/2024
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/24/2015
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 8/27/2011
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 26
Date: 11/18/2024
Investment Company Products/Variable Contracts Principal Examination
SRO Registrations
RR
FINRA

Current Firm

MR
MISSIONSQUARE RETIREMENT
ICMA RETIREMENT CORP | MISSIONSQUARE RETIREMENT | INTERNATIONAL CITY MGMT ASSOCIATION RETIREMEN | INTERNATIONAL CITY MANAGEMENT ASSOCIATION RETIREMENT CORPORATION | ICMA-RC | ICMA RETIREMENT CORPORATION

CRD#: 108783 / SEC#: 801-18273

RIA
Registered Investment Advisory firm - (1/19/1983 Approved)
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Contact information

Main Address
777 North Capitol Street Ne, Suite 600, Washington, DC 20002-4240
Mailing Address
Phone number
(202) 962-4600
Established
Firm type
Fiscal year end
# of Employees
599

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

INSTITUTIONAL ASSET ALLOCATION ADVISORY SERVICES (2/6/2026)
GUIDED PATHWAYS ADVISORY SERVICES (2/6/2026)
INSURANCE CONTRACT SEPARATE ACCOUNT ADVISORY SERVICES (3/31/2025)

Regulatory assets under management

Total Number of Accounts58,580
AUM (Assets Under Management)$ 5,959,398,729

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
07/28/2025
Cover Page
Report
01/27/2025
Cover Page
Report
10/27/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MISSIONSQUARE RETIREMENT

CRD#: 108783Puyallup, WA

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