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JL

Jamie L. Lorentz

EXECUTIVE SERVICES SECURITIES
Atlanta, GA 30326-1156
Some features on this profile are disabled
CRD#: 5969271
JL

Professional summary

Jamie L Lorentz is a registered financial professional currently at EXECUTIVE SERVICES SECURITIES, LLC located in Atlanta, Georgia.

Jamie is registered as a RR (Registered Representative) and started their career in finance in 2011. Jamie has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jamie L Lorentz's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 23, 2022 - Present

EXECUTIVE SERVICES SECURITIES, LLC

Office #1: 3445 Peachtree Road Ne Suite 200, Atlanta, GA 30326-1156
RIA
BD
CRD#: 25299
Atlanta, GA
Past

March 14, 2019 - March 21, 2022

KESTRA INVESTMENT SERVICES, LLC

BD
CRD#: 42046
Warrington, PA
Past

November 22, 2017 - February 13, 2019

KESTRA INVESTMENT SERVICES, LLC

BD
CRD#: 42046
Boca Raton, FL
Past

January 22, 2016 - October 20, 2017

HILLTOP SECURITIES INC.

BD
CRD#: 6220
HOUSTON, TX
Past

February 25, 2015 - January 22, 2016

FIRST SOUTHWEST COMPANY, LLC

BD
CRD#: 316
HOUSTON, TX
Past

May 8, 2014 - December 31, 2014

MOUNTAINVIEW SECURITIES, LLC

BD
CRD#: 7882
HOUSTON, TX
Past

April 1, 2013 - April 30, 2014

HILLTOP SECURITIES INC.

BD
CRD#: 6220
DALLAS, TX
Past

September 19, 2011 - March 28, 2013

PNC CAPITAL MARKETS LLC

BD
CRD#: 15647
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(5/11/2022)
RR
Arkansas
(5/11/2022)
RR
California
(5/18/2022)
RR
Connecticut
(3/23/2022)
RR
Florida
(5/11/2022)
RR
Illinois
(3/23/2022)
RR
Indiana
(3/23/2022)
RR
Kansas
(5/11/2022)
RR
Louisiana
(3/23/2022)
RR
Maryland
(3/23/2022)
RR
Massachusetts
(3/23/2022)
RR
Michigan
(3/23/2022)
RR
Minnesota
(5/11/2022)
RR
Nebraska
(5/11/2022)
RR
New York
(3/23/2022)
RR
North Carolina
(5/11/2022)
RR
Ohio
(3/23/2022)
RR
Oklahoma
(5/11/2022)
RR
Pennsylvania
(3/23/2022)
RR
South Dakota
(5/11/2022)
RR
Tennessee
(5/11/2022)
RR
Texas
(5/11/2022)
RR
Washington
(5/12/2025)
RR
West Virginia
(5/11/2022)
RR
Wisconsin
(5/11/2022)

Exams

State Security Law Exam
RR
Series 63
Date: 10/5/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/16/2011
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

ES
EXECUTIVE SERVICES SECURITIES, LLC
EXECUTIVE SERVICES SECURITIES, INC. | ONE SECURITIES CORPORATION | ONE SECURITIES CORP. | EXECUTIVE SERVICES SECURITIES, LLC

CRD#: 25299 / SEC#: , 8-41649

Georgia
Registered Investment Advisory firm - SEC (7/5/1996 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information

Main Address
3445 Peachtree Road Ne Suite 200, Atlanta, GA 30326-1156
Mailing Address
3445 Peachtree Road Ne Suite 200, Atlanta, GA 30326-1156
Phone number
(404) 504-3800
Established
Georgia since 12/23/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
17

FINRA licenses (49 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
NFP CORP.SOLE MEMBER
FELTS, KENNETH LEECFO
KROELL, EDWARD HAROLDCHIEF COMPLIANCE OFFICER2615310
MOO, VERONICA EI CHUNDIRECTOR5867442
O'MALLEY, EDWARD GEORGEDIRECTOR5902666
SCHNEIDER, BRETT RONALDDIRECTOR5636953

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

EXECUTIVE SERVICES SECURITIES, LLC

CRD#: 25299Atlanta, GA 30326-1156

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