David M. Mason
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Michael Mason, who also goes by David Michael Mason, David Mason, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 2012. David had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 4, 2013 - February 8, 2017
QUEST SECURITIES, INC.
March 4, 2013 - February 8, 2017
QUEST SECURITIES, INC.
January 4, 2013 - March 1, 2013
TRANSAMERICA FINANCIAL ADVISORS, LLC
January 4, 2013 - March 1, 2013
TRANSAMERICA FINANCIAL ADVISORS, LLC
August 20, 2012 - December 4, 2012
WADDELL & REED
April 4, 2012 - December 4, 2012
WADDELL & REED
State Registrations and Notice Filings
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Exams
Current Firm
QUEST SECURITIES, INC.
CRD#: 6828 / SEC#: , 8-18273
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
