Edgar P. Dutreil
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edgar Pierre Dutreil was a registered financial professional .
Edgar is a previously registered financial professional and started their career in finance in 2011. Edgar had worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 26, 2014 - March 26, 2015
WOMBAT CAPITAL MARKETS LLC
August 8, 2012 - September 11, 2012
BGC FINANCIAL, L.P.
August 22, 2011 - September 8, 2011
BGC FINANCIAL, L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WOMBAT CAPITAL MARKETS LLC
CRD#: 162699 / SEC#: , 8-69059
Contact information
FINRA licenses (29 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WOMBAT WORLDWIDE GROUP | SOLE MEMBER | |
| EFREM, KATHY KHATINA | FINOP | 3248100 |
| MONDOLONI, JEAN-JACQUES | PRESIDENT, CEO &, CCO |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
