NP
Nicholas A. Parisi
TOTAL INVESTMENT MANAGEMENT
Scottsdale, AZ 85260
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CRD#: 5968812
NP
Professional summary
Nicholas Anthony Parisi, CFP®, who also goes by Nick Anthony Parisi, is a registered financial advisor currently at TOTAL INVESTMENT MANAGEMENT, INC. located in Scottsdale, Arizona.
Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Nicholas has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Nick Anthony Parisi
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Nicholas Anthony Parisi's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2015
Experience
Current
April 8, 2019 - Present
TOTAL INVESTMENT MANAGEMENT, INC.
Office #1: 9383 East Bahia Drive Suite 120, Scottsdale, AZ 85260RIA
CRD#: 108818
Scottsdale, AZ
Past
August 9, 2017 - June 7, 2018
LEARNVEST PLANNING SERVICES, LLC
RIA
CRD#: 162453
Scottsdale, AZ
Past
January 22, 2016 - April 26, 2017
EDELMAN FINANCIAL ENGINES
RIA
CRD#: 104510
Phoenix, AZ
Past
August 12, 2014 - January 28, 2016
VANGUARD ADVISERS, INC.
RIA
CRD#: 106715
SCOTTSDALE, AZ
Past
September 8, 2011 - January 28, 2016
VANGUARD MARKETING CORPORATION
BD
CRD#: 7452
SCOTTSDALE, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
TOTAL INVESTMENT MANAGEMENT, INC.
HFG ASSET ALLOCATION SERVICE | TOTAL INVESTMENT MANAGEMENT, INC. | TOTAL INVESTMENT MANAGEMENT INC
CRD#: 108818 / SEC#: 801-69759
RIA
Registered Investment Advisory firm - (12/5/2008 Approved)Arizona
Registered Investment Advisory firm - (12/8/2008 Terminated)California
Registered Investment Advisory firm - (12/9/2008 Terminated)Colorado
Registered Investment Advisory firm - (12/23/2008 Terminated)Illinois
Registered Investment Advisory firm - (12/5/2008 Terminated)Nevada
Registered Investment Advisory firm - (12/16/2008 Terminated)Ohio
Registered Investment Advisory firm - (12/8/2008 Terminated)Texas
Registered Investment Advisory firm - (12/8/2008 Terminated)Virginia
Registered Investment Advisory firm - (12/8/2008 Terminated)Washington
Registered Investment Advisory firm - (12/8/2008 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(4/8/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
TI
TOTAL INVESTMENT MANAGEMENT, INC.
HFG ASSET ALLOCATION SERVICE | TOTAL INVESTMENT MANAGEMENT, INC. | TOTAL INVESTMENT MANAGEMENT INC
CRD#: 108818 / SEC#: 801-69759
RIA
Registered Investment Advisory firm - (12/5/2008 Approved)Arizona
Registered Investment Advisory firm - (12/8/2008 Terminated)California
Registered Investment Advisory firm - (12/9/2008 Terminated)Colorado
Registered Investment Advisory firm - (12/23/2008 Terminated)Illinois
Registered Investment Advisory firm - (12/5/2008 Terminated)Nevada
Registered Investment Advisory firm - (12/16/2008 Terminated)Ohio
Registered Investment Advisory firm - (12/8/2008 Terminated)Texas
Registered Investment Advisory firm - (12/8/2008 Terminated)Virginia
Registered Investment Advisory firm - (12/8/2008 Terminated)Washington
Registered Investment Advisory firm - (12/8/2008 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
9383 East Bahia Drive Suite 120, Scottsdale, AZ 85260
Mailing Address
Phone number
(480) 998-5735
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (39 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,228 |
| AUM (Assets Under Management) | $ 1,282,436,377 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 05/29/2025 | ||
| 08/12/2024 | ||
| 04/27/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
