Kaytlin M. Hall
Professional summary
Kaytlin Marie Hall, who also goes by Kaytlin Hall, is a registered financial advisor currently at GERBER KAWASAKI WEALTH & INVESTMENT MANAGEMENT located in Santa Monica, California.
Kaytlin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Kaytlin has worked at 4 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Kaytlin Marie Hall's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 1, 2016 - Present
GERBER KAWASAKI WEALTH & INVESTMENT MANAGEMENT
Office #1: 2437 Main Street, Santa Monica, CA 90405October 22, 2012 - July 20, 2021
LPL FINANCIAL LLC
March 8, 2012 - October 24, 2012
OSAIC SERVICES, INC.
February 23, 2012 - February 28, 2012
NEW ENGLAND SECURITIES
Primary Firm SEC Registration
GERBER KAWASAKI WEALTH & INVESTMENT MANAGEMENT
CRD#: 153649 / SEC#: 801-79339
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/1/2016)
Exams
Series 7TO
Date: 3/5/2024
General Securities Representative ExaminationSeries 6TO
Date: 3/5/2024
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
GERBER KAWASAKI WEALTH & INVESTMENT MANAGEMENT
CRD#: 153649 / SEC#: 801-79339
Contact information
SEC notice filing (50 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 17,238 |
| AUM (Assets Under Management) | $ 3,191,645,341 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
